SourcingSourcing

ARBORSTONE FINANCIAL, LLC

C42
CRD 338225·SEC 801-134355·ANDOVER, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARBORSTONE FINANCIAL, LLC
CRD
338225
SEC file #
801-134355
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
—
Primary office
ANDOVER MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
arborstonefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KUTZ, JEFFREY, KEVIN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KUTZ, JEFFREY, KEVIN
GAUDINO, WILLIAM, ALBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARBORSTONEFINANCIAL.COM
Rdap Domain Creation Date
2025-08-06T20:48:13Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-06T20:48:13Z
Rdap Domain Last Changed
2025-08-06T20:48:13Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2309515
Trust Company Affiliate
No

People (4)

4
KUTZ, JEFFREY, KEVIN
IAR · Direct Owner · 62.5%
2309515
GAUDINO, WILLIAM, ALBERT
IAR · Direct Owner · 37.5%
2257180
GAUDINO, JUSTIN, ROBERT
IAR · Direct Owner · 17.5%
6537589
SEAN JOSEPH CONNOLLY
IAR
2621357