CANTOR FITZGERALD ENERGY ADVISORS, LLC

CRD

338226

SEC file #

801-135383

EIN

—

DBA names

—

Economics

AUM

AUM band

<$25M

AUM trajectory

—

Client mix

—

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

—

Primary office

NEW YORK NY

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Other Advisory Services

Fee basis

% of AUM

Filings

Latest ADV filing

02/27/2026

ADV-W filed at

—

Website

—

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CANTOR FITZGERALD INVESTORS, LLC

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

CANTOR FITZGERALD INVESTORS, LLC

LEH II MANAGEMENT LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Registered

sec edgar

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

People (8)

JAMES CURTIS MC KENNON

Direct Owner · 62.5%

328785

BRAJER, ADAM, MARC

5764705

FERRI, WILLIAM, JOSEPH

2677147

KARLE, WALTER, DESMOND

5782922

SALINAS, DANNY, H

6184109

CRAIG EUGENE BREDE

4980759

Brim, John, David

2933011

MCCLAREN, SEAN, STEWART