SourcingSourcing

3ROOTS WEALTH PARTNERS LLC

C38
CRD 338300·SEC 801-134422·SCOTTSDALE, AZ
AUM
$92.6M
$25M-$100M
Est. Revenue
$926K
@ 1% on AUM
Est. EBITDA
$278K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
3ROOTS WEALTH PARTNERS LLC
CRD
338300
SEC file #
801-134422
EIN
—
DBA names
—

Economics

AUM
$92.6M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other82
Individuals High Net Worth24
Pension Profit Sharing Plans6

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
instagram.com/3roots_wealth_partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Cohen, Alexander, M
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Cohen, Alexander, M
Hall, Jacob, Tyler
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:3roots.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2341
Soi Zip Pct 200k Plus
0.0631
Soi Zip Returns 200k Plus
960
Soi Zip Total AGI
1,212,456
Fdic Zip Total Deposits
8,814,941,000
Fdic Zip Branch Count
126
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationMaricopa County, AZ
First Interstate Bank of Arizona, National AssociationScottsdale, AZ
Fdic Zip HHI
2746.29
Fdic Zip Top Bank Share Pct
43.06
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,442
Returns3,350
Stub 2
AGI137,733
Returns3,660
Stub 3
AGI176,118
Returns2,850
Soi Zip Total Business Income
44,589
Soi Zip Total Cap Gains
38,812
Soi Zip Total Dividends
16,218
Soi Zip Total Returns
15,210
Top Owner CRD
6692604
Trust Company Affiliate
No

People (3)

3
SCOTT, BRANDON, MICHAEL
IAR · Direct Owner · 37.5%
6345696
Cohen, Alexander, M
IAR · Direct Owner · 37.5%
6692604
Hall, Jacob, Tyler
IAR · Direct Owner · 37.5%
6778968