SourcingSourcing

STEELHEAD WEALTH MANAGEMENT LLC

C37
CRD 338410·SEC 801-134675·GLEN ALLEN, VA
AUM
$341.9M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEELHEAD WEALTH MANAGEMENT LLC
CRD
338410
SEC file #
801-134675
EIN
—
DBA names
Steelhead Wealth Management

Economics

AUM
$341.9M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other175
Individuals High Net Worth103
Charitable Organizations1
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
1 advisors → 3 advisors▲ +200%
Primary office
GLEN ALLEN VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
steelheadwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELLIS, MICHAEL, S
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ELLIS, MICHAEL, S
POLLARD, COLEMAN, WILLIAMS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STEELHEADWEALTH.COM
Rdap Domain Creation Date
2025-08-04T15:49:44Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3259
Soi Zip Pct 200k Plus
0.0957
Soi Zip Returns 200k Plus
1850
Soi Zip Total AGI
1,831,774
Fdic Zip Total Deposits
834,949,597,000
Fdic Zip Branch Count
458
Fdic Zip Top Banks
Capital One Bank (USA), National Association
Capital One Bank (Usa), National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Signet Bank-VirginiaGlen Allen, VA
Signet Bank-VirginiaGlen Allen, VA
Fdic Zip HHI
5263.05
Fdic Zip Top Bank Share Pct
67.25
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-04T15:49:44Z
Rdap Domain Last Changed
2025-08-04T15:49:44Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,887
Returns4,360
Stub 2
AGI135,192
Returns3,640
Stub 3
AGI180,670
Returns2,920
Soi Zip Total Business Income
44,090
Soi Zip Total Cap Gains
89,169
Soi Zip Total Dividends
35,154
Soi Zip Total Returns
19,330
Top Owner CRD
4745796
Trust Company Affiliate
No

People (3)

3
ELLIS, MICHAEL, S
IAR · Direct Owner · 62.5%
4745796
POLLARD, COLEMAN, WILLIAMS
IAR · Direct Owner · 37.5%
3173234
Ellington, Trey, Grayson
IAR · Executive Officer · 2.5%
7541634