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HAVEN CAPITAL ADVISORS, LLC

C26
CRD 338419·SEC 801-135129·CHARLOTTE, NC
AUM
$5.4M
<$25M
Est. Revenue
$54K
@ 1% on AUM
Est. EBITDA
$16K
@ 30% margin
Est. Deal Value
$130K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HAVEN CAPITAL ADVISORS, LLC
CRD
338419
SEC file #
801-135129
EIN
—
DBA names
—

Economics

AUM
$5.4M
AUM band
<$25M
AUM trajectory
—
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Performance-based fees

Filings

Latest ADV filing
12/09/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE CATALYST GROUPUSA, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
THE CATALYST GROUPUSA, LLC
DeHaven, Aaron, Mark
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (1)

1
DeHaven, Aaron, Mark
IAR · Direct Owner · 37.5%
8171697