SourcingSourcing

MINDSET ASSET MANAGEMENT, LLC

C29
CRD 338530·SEC 801-134452·INDIANAPOLIS, IN
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MINDSET ASSET MANAGEMENT, LLC
CRD
338530
SEC file #
801-134452
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
mindset-am.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MINDSET HOLDING COMPANY LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
MINDSET HOLDING COMPANY LLC
BJELOPETROVICH, PETER, GORMAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MINDSET-AM.COM
Rdap Domain Creation Date
2025-07-11T16:27:59Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2299
Soi Zip Pct 200k Plus
0.0803
Soi Zip Returns 200k Plus
810
Soi Zip Total AGI
1,023,409
Fdic Zip Total Deposits
17,952,994,000
Fdic Zip Branch Count
395
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
The National Bank of Indianapolis

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
The Fifth Third Bank of Central IndianaIndianapolis, IN
Peoples Bank & Trust CompanyIndianapolis, IN
Fdic Zip HHI
645.25
Fdic Zip Top Bank Share Pct
13.21
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-07-11T16:27:59Z
Rdap Domain Last Changed
2025-07-11T16:28:24Z
Rdap Nameservers
Ns0.wixdns.netNs1.wixdns.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,633
Returns2,340
Stub 2
AGI100,406
Returns2,650
Stub 3
AGI111,457
Returns1,830
Soi Zip Total Business Income
27,196
Soi Zip Total Cap Gains
89,910
Soi Zip Total Dividends
28,467
Soi Zip Total Returns
10,090
Trust Company Affiliate
No

People (5)

5
HUMPHRIES, JAMES, WILLIAM
IAR · Executive Officer · 2.5%
5829072
HICKLE, SETH, WILLIAM WEBB
IAR · Executive Officer · 2.5%
5786760
VANDYGRIFF, MARK, ALLEN
IAR · Executive Officer · 2.5%
5459428
BJELOPETROVICH, PETER, GORMAN
IAR · Executive Officer · 2.5%
5995059
SIZEMORE, STACY, LEIGH
Executive Officer · 2.5%
4052029