SourcingSourcing

BROOKWOOD ADVISORS, LLC

C28
CRD 338550·SEC 801-135106·BEVERLY, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKWOOD ADVISORS, LLC
CRD
338550
SEC file #
801-135106
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Pooled Investment Vehicles11

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
BEVERLY MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
12/05/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROOKWOOD FINANCIAL PARTNERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BROOKWOOD FINANCIAL PARTNERS, LLC
AYLES, ERICKA, LEIGH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3542
Soi Zip Pct 200k Plus
0.1317
Soi Zip Returns 200k Plus
2,710
Soi Zip Total AGI
2,789,379
Fdic Zip Total Deposits
39,408,904,000
Fdic Zip Branch Count
693
Fdic Zip Top Banks
Bank of America, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Shawmut Bank, National AssociationBeverly, MA
Century Bank and Trust CompanyBeverly, MA
Fdic Zip HHI
729.83
Fdic Zip Top Bank Share Pct
17.28
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,091
Returns4,400
Stub 2
AGI131,338
Returns3,490
Stub 3
AGI194,049
Returns3,120
Soi Zip Total Business Income
92,698
Soi Zip Total Cap Gains
272,243
Soi Zip Total Dividends
84,679
Soi Zip Total Returns
20,580
Trust Company Affiliate
No

People (3)

3
ERICKA LEIGH AYLES
Executive Officer · 2.5%
6530897
MARCIA GREILICH STROUSS
Executive Officer · 2.5%
1365779
THOMAS NICHOLAS TRKLA
Executive Officer · 2.5%
1238366