SourcingSourcing

CLEAR WAVE WEALTH MANAGEMENT, LLC

C40
CRD 338582·SEC 801-134561·RED BANK, NJ
AUM
$617.0M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$14.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLEAR WAVE WEALTH MANAGEMENT, LLC
CRD
338582
SEC file #
801-134561
EIN
393779464
DBA names
—

Economics

AUM
$617.0M
AUM band
$500M-$1B
AUM trajectory
—
Client mix
Individuals High Net Worth113
Individuals Other29

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/22/2026
ADV-W filed at
—
Website
clearwavewealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GALLO, JOSEPH, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GALLO, JOSEPH, MICHAEL
WILK, MATTHEW, FRANK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CLEARWAVEWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2025-08-15T15:23:54Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002113615
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0002113615-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3578
Soi Zip Pct 200k Plus
0.159
Soi Zip Returns 200k Plus
2080
Soi Zip Total AGI
2,048,822
Fdic Zip Total Deposits
62,485,694,000
Fdic Zip Branch Count
470
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
331 NEWMAN SPRINGS ROAD2ND FLOOR, SUITE #320RED BANK, NJ 07701
Business
331 NEWMAN SPRINGS ROAD2ND FLOOR, SUITE #320RED BANK, NJ 07701
Edgar EIN
393779464
Edgar Recent Filings
13F-HR2026-05-13 · 0002113615-26-000002
Fdic Zip Branches Raw
The Central Jersey Bank and Trust CompanyShrewsbury, NJ
Bankers SavingsRed Bank, NJ
Fdic Zip HHI
1234.89
Fdic Zip Top Bank Share Pct
27.31
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-08-15T15:23:54Z
Rdap Domain Last Changed
2025-10-14T21:24:10Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,677
Returns3,040
Stub 2
AGI87,916
Returns2,390
Stub 3
AGI106,478
Returns1,710
Soi Zip Total Business Income
62,880
Soi Zip Total Cap Gains
255,088
Soi Zip Total Dividends
65,312
Soi Zip Total Returns
13,080
Top Owner CRD
5154254
Trust Company Affiliate
No

People (3)

3
WILK, MATTHEW, FRANK
IAR · Direct Owner · 62.5%
5011737
GALLO, JOSEPH, MICHAEL
IAR · Direct Owner · 62.5%
5154254
TATARENKO, COLETTE, VICTORIA
Executive Officer · 2.5%
5336221