EMERALD INVESTMENT ADVISERS, LLC

CRD

338769

SEC file #

801-134558

EIN

413323215

DBA names

—

Economics

AUM

$2.26B

AUM band

$1B+

AUM trajectory

—

Client mix

Individuals High Net Worth	69
Charitable Organizations	32
Pension Profit Sharing Plans	25
Individuals Other	23
Other	17

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 2 advisors

'26 · 12 advisors

'25'26

2 advisors → 12 advisors▲ +500%

sec adv history

Primary office

LEOLA PA

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

01/30/2026

ADV-W filed at

—

Website

teamemerald.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

EMERALD ADVISERS, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

EMERALD ADVISERS, LLC

MERTZ, KENNETH, GEORGE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

TEAMEMERALD.COM

Rdap Domain Creation Date

2000-03-17T16:07:41Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002127823

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-05-11

Edgar Last Filing Date

2026-05-11

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-11

Accession0001104659-26-058459

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2216

Soi Zip Pct 200k Plus

0.053

Soi Zip Returns 200k Plus

280

Soi Zip Total AGI

408,842

Fdic Zip Total Deposits

5,063,851,000

Fdic Zip Branch Count

108

Fdic Zip Top Banks

Fulton Bank, National Association

Fulton Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4
Lpl Financial	2
Morgan Stanley	1

adv brochure

Edgar Addresses

Mailing

3175 OREGON PIKELEOLA, PA 17540

Business

3175 OREGON PIKELEOLA, PA 17540

Edgar EIN

413323215

Edgar Recent Filings

13F-HR2026-05-11 · 0001104659-26-058459

Fdic Zip Branches Raw

Meridian BankUpper Leacock Township, PA

Corestates Bank, National AssociationLeola, PA

Fdic Zip HHI

1754.5

Fdic Zip Top Bank Share Pct

35.38

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2032-10-01T11:59:59Z

Rdap Domain Last Changed

2024-10-02T14:45:35Z

Rdap Nameservers

Ns01.domaincontrol.comNs02.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	15,982
Returns	1,400

Stub 2

AGI	47,415
Returns	1,260

Stub 3

AGI	55,902
Returns	910

Soi Zip Total Business Income

25,855

Soi Zip Total Cap Gains

23,335

Soi Zip Total Dividends

4,485

Soi Zip Total Returns

5,280

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