SourcingSourcing

RAIL SPLITTER CAPITAL ADVISERS, LLC

C42
CRD 338780·SEC 801-134982·CHICAGO, IL
AUM
$61.0M
$25M-$100M
Est. Revenue
$610K
@ 1% on AUM
Est. EBITDA
$183K
@ 30% margin
Est. Deal Value
$1.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RAIL SPLITTER CAPITAL ADVISERS, LLC
CRD
338780
SEC file #
801-134982
EIN
—
DBA names
—

Economics

AUM
$61.0M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Pooled Investment Vehicles2
Other1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
railsplittercap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EMERSON, JOHN, L
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
EMERSON, JOHN, L
ROSENBERG, JEFFREY, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RAILSPLITTERCAP.COM
Rdap Domain Creation Date
2022-02-08T20:04:03Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Bny Mellon2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-08T20:04:03Z
Rdap Domain Last Changed
2026-01-09T08:07:13Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4231699
Trust Company Affiliate
Yes

People (4)

4
EMERSON, JOHN, L
Direct Owner · 37.5%
4231699
JEFFREY STEVEN ROSENBERG
Direct Owner · 37.5%
2342093
MICHAEL PHILLIP BALKIN
Direct Owner · 17.5%
1029829
CLARK, WALTER, HENRY
Executive Officer · 2.5%
2146034