SourcingSourcing

PULLIAM FAMILY OFFICE, LLC

B55
CRD 338839·SEC 801-134600·CRESTED BUTTE, CO
AUM
$141.7M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$425K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PULLIAM FAMILY OFFICE, LLC
CRD
338839
SEC file #
801-134600
EIN
—
DBA names
—

Economics

AUM
$141.7M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth37

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
CRESTED BUTTE CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
pulliamfamilyoffice.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Pulliam, John, Michael
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Pulliam, John, Michael
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PULLIAMFAMILYOFFICE.COM
Rdap Domain Creation Date
2019-06-03T22:13:15Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3455
Soi Zip Pct 200k Plus
0.1673
Soi Zip Returns 200k Plus
460
Soi Zip Total AGI
378,161
Fdic Zip Total Deposits
4,275,728,000
Fdic Zip Branch Count
128
Fdic Zip Top Banks
Bank of the West
Community Banks of Colorado

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First National Summit BankCrested Butte, CO
First National Summit BankCrested Butte, CO
Fdic Zip HHI
1293.42
Fdic Zip Top Bank Share Pct
24.31
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2026-06-03T22:13:15Z
Rdap Domain Last Changed
2024-09-16T17:39:47Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI7,037
Returns600
Stub 2
AGI20,313
Returns540
Stub 3
AGI25,172
Returns410
Soi Zip Total Business Income
25,640
Soi Zip Total Cap Gains
65,826
Soi Zip Total Dividends
19,751
Soi Zip Total Returns
2,750
Top Owner CRD
2224237
Trust Company Affiliate
No

People (2)

2
Pulliam, John, Michael
IAR · Direct Owner · 87.5%
2224237
Jonathan Frank Woodward
IAR
5418719