SourcingSourcing

ELMTREE FUNDS, LLC

C28
CRD 338940·SEC 801-134683·ST. LOUIS, MO
AUM
$7.77B
$1B+
Est. Revenue
$77.7M
@ 1% on AUM
Est. EBITDA
$23.3M
@ 30% margin
Est. Deal Value
$186.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ELMTREE FUNDS, LLC
CRD
338940
SEC file #
801-134683
EIN
000000000
DBA names
—

Economics

AUM
$7.77B
AUM band
$1B+
AUM trajectory
—
Client mix
Pooled Investment Vehicles16

Operations

Employees (total)
37
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
—
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
elmtreefunds.com

Compliance

Disclosures (firm)
8
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HPS INVESTMENT PARTNERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
HPS INVESTMENT PARTNERS, LLC
Leavitt, David, Hall
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ELMTREEFUNDS.COM
Rdap Domain Creation Date
2012-03-06T17:25:24Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
337,152
Form 5500 Compensation Trajectory 3y
2026337,152
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
337,152
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001683731
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2016-10-03
Edgar Last Filing Date
2019-04-03
Edgar Form D Count
2
Edgar Form D Offerings
2019-04-032019-04-03 · 0001683731-19-000001
2016-10-032016-10-03 · 0001683731-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
8025 FORSYTH BLVD., SUITE 100ST. LOUIS, MO 63105
Business
8025 FORSYTH BLVD., SUITE 100ST. LOUIS, MO 63105
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-04-03 · 0001683731-19-000001
D2016-10-03 · 0001683731-16-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-06T17:25:24Z
Rdap Domain Last Changed
2026-03-07T10:02:18Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (1)

1
Leavitt, David, Hall
Executive Officer · 2.5%
7101046