SourcingSourcing

COHEN CAPITAL ADVISORS, LLC

C30
CRD 339112·SEC 801-135124·CHICAGO, IL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COHEN CAPITAL ADVISORS, LLC
CRD
339112
SEC file #
801-135124
EIN
—
DBA names
Cohen Capital

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
—
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
coheninvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Cohen, Benjamin
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Cohen, Benjamin
DIERKS, MOLLY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COHENINVEST.COM
Rdap Domain Creation Date
2021-04-18T18:07:35Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-18T18:07:35Z
Rdap Domain Last Changed
2025-11-19T00:30:41Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5180706
Trust Company Affiliate
No

People (9)

9
Cohen, Benjamin
IAR · Direct Owner · 87.5%
5180706
MOLLY DIERKS
Executive Officer · 2.5%
5881585
KASTING, JONATHAN, GLENN
Executive Officer · 2.5%
7176479
JAMES WILLIAM APPEL
IAR
2261893
John M Crain
IAR
6627717
ERIKA LYNN WOLEK
IAR
6464160
JOHN JOSEPH POSTEL
IAR
5866198
MICHAEL COHEN
IAR
50061
RICHARD HORWITCH
IAR
1438160