SourcingSourcing

APPLIED QUANTITATIVE INVESTMENTS LLC

C26
CRD 339159·SEC 801-135052·LONE TREE, CO
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APPLIED QUANTITATIVE INVESTMENTS LLC
CRD
339159
SEC file #
801-135052
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
11
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
—
Primary office
LONE TREE CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
IRONSIDE LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
IRONSIDE LLC
WATERSTONE LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4065
Soi Zip Pct 200k Plus
0.1929
Soi Zip Returns 200k Plus
2,330
Soi Zip Total AGI
1,921,827
Fdic Zip Total Deposits
11,454,419,000
Fdic Zip Branch Count
238
Fdic Zip Top Banks
Wells Fargo Bank, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Norwest Bank Colorado, National AssociationLittleton, CO
Norwest Bank Colorado, National AssociationLittleton, CO
Fdic Zip HHI
1757.52
Fdic Zip Top Bank Share Pct
35.16
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI24,622
Returns2,200
Stub 2
AGI69,885
Returns1,850
Stub 3
AGI109,065
Returns1,770
Soi Zip Total Business Income
54,267
Soi Zip Total Cap Gains
162,110
Soi Zip Total Dividends
65,066
Soi Zip Total Returns
12,080
Trust Company Affiliate
No

People (3)

3
JORDAN KEVIN GALLACHER
Executive Officer · 2.5%
6205745
GILLESPIE, JOHN, C
Executive Officer · 2.5%
4208141
STOKER, QUENTIN, GARRETT
Executive Officer · 2.5%
7174966