SourcingSourcing

DREAMS INVESTMENT SOLUTIONS

C38
CRD 339186·SEC 801-135153·SARASOTA, FL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DREAMS INVESTMENT SOLUTIONS
CRD
339186
SEC file #
801-135153
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
SARASOTA FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
investwithdreams.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Hardy, Jacob, Hampton
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Hardy, Jacob, Hampton
BERTELSEN, EDWARD, CHRISTIAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTWITHDREAMS.COM
Rdap Domain Creation Date
2025-09-04T22:02:20Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Porkbun LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1093
Soi Zip Pct 200k Plus
0.0267
Soi Zip Returns 200k Plus
210
Soi Zip Total AGI
467,345
Fdic Zip Total Deposits
6,273,260,000
Fdic Zip Branch Count
122
Fdic Zip Top Banks
Bank of America, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Sarasota, FL
Sun Bank/Gulf CoastSarasota, FL
Fdic Zip HHI
1913.06
Fdic Zip Top Bank Share Pct
33.85
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-04T22:02:20Z
Rdap Domain Last Changed
2025-09-04T22:02:20Z
Rdap Nameservers
Curitiba.ns.porkbun.comFortaleza.ns.porkbun.comMaceio.ns.porkbun.comSalvador.ns.porkbun.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI33,590
Returns2,550
Stub 2
AGI91,664
Returns2,490
Stub 3
AGI81,678
Returns1,340
Soi Zip Total Business Income
25,494
Soi Zip Total Cap Gains
45,641
Soi Zip Total Dividends
9,310
Soi Zip Total Returns
7,870
Top Owner CRD
8194348
Trust Company Affiliate
No

People (3)

3
Hardy, Jacob, Hampton
Direct Owner · 87.5%
8194348
EDWARD CHRISTIAN BERTELSEN
Executive Officer · 2.5%
2253600
EDWARD THOMAS SMELICH
IAR
2561139