SourcingSourcing

CATTON CAPITAL PARTNERS, LLC

C38
CRD 339336·SEC 801-134906·SAN FRANCISCO, CA
AUM
$39.6M
$25M-$100M
Est. Revenue
$396K
@ 1% on AUM
Est. EBITDA
$119K
@ 30% margin
Est. Deal Value
$950K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CATTON CAPITAL PARTNERS, LLC
CRD
339336
SEC file #
801-134906
EIN
—
DBA names
—

Economics

AUM
$39.6M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other9
Individuals High Net Worth7

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
cattoncapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Catton, William, Matthew
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Catton, William, Matthew
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CATTONCAPITAL.COM
Rdap Domain Creation Date
2025-08-23T03:31:44Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Porkbun LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.525
Soi Zip Pct 200k Plus
0.3625
Soi Zip Returns 200k Plus
290
Soi Zip Total AGI
720,188
Fdic Zip Total Deposits
2,981,857,822,000
Fdic Zip Branch Count
1,056
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaSan Francisco, CA
Union BankSan Francisco, CA
Fdic Zip HHI
4582.57
Fdic Zip Top Bank Share Pct
66.26
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-23T03:31:44Z
Rdap Domain Last Changed
2026-01-22T14:37:42Z
Rdap Nameservers
Curitiba.ns.porkbun.comFortaleza.ns.porkbun.comMaceio.ns.porkbun.comSalvador.ns.porkbun.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,802
Returns160
Stub 2
AGI3,411
Returns90
Stub 3
AGI4,072
Returns70
Soi Zip Total Business Income
14,610
Soi Zip Total Cap Gains
305,921
Soi Zip Total Dividends
98,217
Soi Zip Total Returns
800
Top Owner CRD
6222031
Trust Company Affiliate
No

People (2)

2
Catton, William, Matthew
IAR · Direct Owner · 87.5%
6222031
STEPHEN L CATTON
IAR
4338273