SourcingSourcing

CARL P. SHERR & CO., LLC

C40
CRD 3394·SEC 801-66673·WORCESTER, MA
AUM
$505.4M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARL P. SHERR & CO., LLC
CRD
3394
SEC file #
801-66673
EIN
—
DBA names
—

Economics

AUM
$505.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$220.1M → $505.4M▲ +130%
Client mix
Individuals High Net Worth187
Individuals Other100
Charitable Organizations5

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
WORCESTER MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
linkedin.com/company/carlpsherr(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHERR, EDWARD, LAURENCE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SHERR, EDWARD, LAURENCE
SHERR, GARY, HYMAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1111
Soi Zip Pct 200k Plus
0.0324
Soi Zip Returns 200k Plus
70
Soi Zip Total AGI
122,366
Census Median Hh Income
41,319
Census High Income Households
68
Census Median Age
29.7
Census Pop 65 66 Total
0
Census Total Households
2,253
Fdic Zip Total Deposits
43,731,672,000
Fdic Zip Branch Count
320
Fdic Zip Top Banks
Berkshire Bank
Commerce Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Census Bachelors Plus Count
707
Census Median Home Value
156,300
Census Unemployed Count
194
Census Zip
01608
Custodian Candidates
Full
E*trade4
Fidelity3
Fdic Zip Branches Raw
Commerce Bank & Trust CompanyWorcester, MA
Commerce Bank & Trust CompanyWorcester, MA
Fdic Zip HHI
1117.06
Fdic Zip Top Bank Share Pct
21.56
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,337
Returns740
Stub 2
AGI23,573
Returns640
Stub 3
AGI22,668
Returns370
Soi Zip Total Business Income
1,694
Soi Zip Total Cap Gains
3,663
Soi Zip Total Dividends
4,432
Soi Zip Total Returns
2160
Top Owner CRD
1919845
Trust Company Affiliate
No

People (3)

3
SHERR, GARY, HYMAN
IAR · Direct Owner · 62.5%
1391071
SHERR, EDWARD, LAURENCE
IAR · Direct Owner · 62.5%
1919845
JENNIFER LEIGH SIMES
IAR
3155428