SourcingSourcing

HV CAPITAL MANAGEMENT, LLC

C46
CRD 339467·SEC 801-134910·MONTGOMERY, NY
AUM
$71.5M
$25M-$100M
Est. Revenue
$715K
@ 1% on AUM
Est. EBITDA
$215K
@ 30% margin
Est. Deal Value
$1.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HV CAPITAL MANAGEMENT, LLC
CRD
339467
SEC file #
801-134910
EIN
—
DBA names
Hv Capital Management

Economics

AUM
$71.5M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other37
Individuals High Net Worth16
Corporations4
Pension Profit Sharing Plans2
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
MONTGOMERY NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMSubscription feesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
hvcapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAZARCZYK, MARK, ALAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
LAZARCZYK, MARK, ALAN
MAYFIELD, RONALD, PAULY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HVCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2025-09-26T16:28:35Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3485
Soi Zip Pct 200k Plus
0.0947
Soi Zip Returns 200k Plus
500
Soi Zip Total AGI
512,278
Fdic Zip Total Deposits
6,047,345,000
Fdic Zip Branch Count
193
Fdic Zip Top Banks
Walden Savings Bank
Keybank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Walden Savings BankMontgomery, NY
Manufacturers and Traders Trust CompanyMontgomery, NY
Fdic Zip HHI
1693.53
Fdic Zip Top Bank Share Pct
34.81
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-26T16:28:35Z
Rdap Domain Last Changed
2025-09-26T16:28:36Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,049
Returns1,180
Stub 2
AGI34,992
Returns930
Stub 3
AGI46,822
Returns760
Soi Zip Total Business Income
12,408
Soi Zip Total Cap Gains
17,399
Soi Zip Total Dividends
6,986
Soi Zip Total Returns
5,280
Top Owner CRD
3273113
Trust Company Affiliate
No

People (4)

4
LAZARCZYK, MARK, ALAN
IAR · Direct Owner · 37.5%
3273113
MAYFIELD, RONALD, PAULY
IAR · Direct Owner · 37.5%
5582882
Mineau, Melissa, J.
IAR · Direct Owner · 37.5%
7382325
KASTING, JONATHAN, GLENN
Executive Officer · 2.5%
7176479