SourcingSourcing

SHOTEN CAPITAL LP

C39
CRD 339620·SEC 801-135003·AUSTIN, TX
AUM
$622.4M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$14.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHOTEN CAPITAL LP
CRD
339620
SEC file #
801-135003
EIN
981889897
DBA names
—

Economics

AUM
$622.4M
AUM band
$500M-$1B
AUM trajectory
—
Client mix
Pooled Investment Vehicles3
Other1

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
—
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
shotencapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROGERS, MARK, DONALD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
ROGERS, MARK, DONALD
LESLIE, SCOTT, CONRAD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SHOTENCAPITAL.COM
Rdap Domain Creation Date
2025-01-20T20:41:52Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002100561
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-12-31
Edgar Last Filing Date
2025-12-31
Edgar Form D Count
1
Edgar Form D Offerings
2025-12-312025-12-31 · 0000902664-25-005437

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5547
Soi Zip Pct 200k Plus
0.3505
Soi Zip Returns 200k Plus
3,810
Soi Zip Total AGI
6,432,507
Fdic Zip Total Deposits
27,453,386,000
Fdic Zip Branch Count
258
Fdic Zip Top Banks
Compass Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley7
Goldman Sachs6
E*trade4
Northern Trust2
Edgar Addresses
Mailing
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, P.O. BOX 309GRAND CAYMAN, KY1-1104Cayman Islands
Business
C/O MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, P.O. BOX 309GRAND CAYMAN, KY1-1104Cayman Islands
Edgar EIN
981889897
Edgar Recent Filings
D2025-12-31 · 0000902664-25-005437
Fdic Zip Branches Raw
Comerica Bank - TexasAustin, TX
Hartland Bank, National AssociationAustin, TX
Fdic Zip HHI
1174.27
Fdic Zip Top Bank Share Pct
21.43
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-20T20:41:52Z
Rdap Domain Last Changed
2025-05-20T05:31:21Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,008
Returns1,470
Stub 2
AGI44,846
Returns1,210
Stub 3
AGI74,108
Returns1,190
Soi Zip Total Business Income
206,464
Soi Zip Total Cap Gains
1,857,221
Soi Zip Total Dividends
261,597
Soi Zip Total Returns
10,870
Top Owner CRD
4833799
Trust Company Affiliate
No

People (3)

3
ROGERS, MARK, DONALD
Direct Owner · 62.5%
4833799
LESLIE, SCOTT, CONRAD
Direct Owner · 37.5%
4837213
HERNANDEZ, JAMES, RICHARD
Direct Owner · 7.5%
5062697