SourcingSourcing

GUDORF FINANCIAL GROUP, LLC

C35
CRD 339836·SEC 801-135186·DAYTON, OH
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GUDORF FINANCIAL GROUP, LLC
CRD
339836
SEC file #
801-135186
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
DAYTON OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
gudorffinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUDORF, DANIEL, M.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GUDORF, DANIEL, M.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GUDORFFINANCIAL.COM
Rdap Domain Creation Date
2020-12-29T21:29:10Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1834
Soi Zip Pct 200k Plus
0.0276
Soi Zip Returns 200k Plus
170
Soi Zip Total AGI
399,494
Fdic Zip Total Deposits
451,011,000
Fdic Zip Branch Count
43
Fdic Zip Top Banks
U.S. Bank National Association
MainSource Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
National City Bank, DaytonHarrison Township, OH
National City Bank, DaytonHarrison Township, OH
Fdic Zip HHI
2957.73
Fdic Zip Top Bank Share Pct
45.1
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-29T21:29:10Z
Rdap Domain Last Changed
2025-12-30T16:33:01Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI20,232
Returns1,610
Stub 2
AGI58,448
Returns1,580
Stub 3
AGI70,009
Returns1,140
Soi Zip Total Business Income
8,586
Soi Zip Total Cap Gains
11,492
Soi Zip Total Dividends
7,402
Soi Zip Total Returns
6,160
Top Owner CRD
6011685
Trust Company Affiliate
No

People (2)

2
GUDORF, DANIEL, M.
IAR · Direct Owner · 87.5%
6011685
Allison Marie Szkody
IAR
7326281