SourcingSourcing

ROCKWALL WEALTH MANAGEMENT INC

C45
CRD 339856·SEC 801-135636·ROCKWALL, TX
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCKWALL WEALTH MANAGEMENT INC
CRD
339856
SEC file #
801-135636
EIN
—
DBA names
Rockwall Wealth Management

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
—
Primary office
ROCKWALL TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DIRKSE, RICHARD, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DIRKSE, RICHARD, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4321
Soi Zip Pct 200k Plus
0.1507
Soi Zip Returns 200k Plus
3,020
Soi Zip Total AGI
2,503,696
Fdic Zip Total Deposits
16,658,011,000
Fdic Zip Branch Count
364
Fdic Zip Top Banks
The American National Bank of Texas
Community Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Lakeside National BankRockwall, TX
Community BankRockwall, TX
Fdic Zip HHI
917.2
Fdic Zip Top Bank Share Pct
21.35
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,535
Returns4,070
Stub 2
AGI110,039
Returns2,980
Stub 3
AGI144,528
Returns2,330
Soi Zip Total Business Income
68,157
Soi Zip Total Cap Gains
146,478
Soi Zip Total Dividends
35,550
Soi Zip Total Returns
20,040
Top Owner CRD
1676153
Trust Company Affiliate
No

People (3)

3
DIRKSE, RICHARD, PAUL
IAR · Direct Owner · 87.5%
1676153
Renee Elizabeth Dirkse Sneed
IAR
7253539
JACE RAY HART
IAR
6817425