SourcingSourcing

CRESALTA INVESTMENT MANAGEMENT, INC.

C38
CRD 339872·SEC 801-135425·GREENWOOD VILLAGE, CO
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CRESALTA INVESTMENT MANAGEMENT, INC.
CRD
339872
SEC file #
801-135425
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMG NATIONAL CORP.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
AMG NATIONAL CORP.
BERGMANN, MICHAEL, DEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4525
Soi Zip Pct 200k Plus
0.2533
Soi Zip Returns 200k Plus
4,210
Soi Zip Total AGI
3,715,705
Fdic Zip Total Deposits
86,888,944,000
Fdic Zip Branch Count
662
Fdic Zip Top Banks
Colorado Federal Savings Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank1
Fdic Zip Branches Raw
Key Bank of ColoradoArapahoe County, CO
Key Bank of ColoradoEnglewood, CO
Fdic Zip HHI
835.66
Fdic Zip Top Bank Share Pct
23.91
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,254
Returns3,270
Stub 2
AGI85,257
Returns2,260
Stub 3
AGI129,225
Returns2,090
Soi Zip Total Business Income
127,215
Soi Zip Total Cap Gains
661,249
Soi Zip Total Dividends
198,383
Soi Zip Total Returns
16,620
Trust Company Affiliate
No

People (5)

5
BERGMANN, MICHAEL, DEAN
Executive Officer · 2.5%
1210790
Bollinger, Sheryl, L
Executive Officer · 2.5%
8198967
Stevens, Joshua, D
Executive Officer · 2.5%
8198969
WRIGHT, EARL, LOUIS
Executive Officer · 2.5%
1210792
Wright, Michael, S
Executive Officer · 2.5%
8198970