SourcingSourcing

MOONVEST LLC

C38
CRD 340069·SEC 801-135318
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOONVEST LLC
CRD
340069
SEC file #
801-135318
EIN
—
DBA names
Moonvest

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
01/12/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Basker, Venkatesh
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Basker, Venkatesh
Guo, Bingkun
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Top Owner CRD
8209701
Trust Company Affiliate
No

People (3)

3
Basker, Venkatesh
Direct Owner · 62.5%
8209701
Guo, Bingkun
Direct Owner · 62.5%
8209706
Liebig, Libby, Ellen
Executive Officer · 2.5%
2385467