SourcingSourcing

CAPSTONE WEALTH MANAGEMENT GROUP, INC.

C27
CRD 340135·SEC 801-135432·BEND, OR
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPSTONE WEALTH MANAGEMENT GROUP, INC.
CRD
340135
SEC file #
801-135432
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
—
Primary office
BEND OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
capstonewmg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GAINES, DEVON, A.
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GAINES, DEVON, A.
GARD, LOREN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPSTONEWMG.COM
Rdap Domain Creation Date
2003-05-09T04:13:51Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3321
Soi Zip Pct 200k Plus
0.1209
Soi Zip Returns 200k Plus
3,200
Soi Zip Total AGI
3,117,735
Fdic Zip Total Deposits
15,634,444,000
Fdic Zip Branch Count
364
Fdic Zip Top Banks
Umpqua Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Washington Mutual, A FSBBend, OR
Klamath First Federal Savings and Loan AssociationBend, OR
Fdic Zip HHI
957.7
Fdic Zip Top Bank Share Pct
18.08
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-11T04:59:59Z
Rdap Domain Last Changed
2025-12-12T04:10:10Z
Rdap Nameservers
Fred.ns.cloudflare.comMelinda.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI69,597
Returns5,860
Stub 2
AGI199,508
Returns5,310
Stub 3
AGI229,908
Returns3,730
Soi Zip Total Business Income
128,443
Soi Zip Total Cap Gains
323,372
Soi Zip Total Dividends
103,869
Soi Zip Total Returns
26,470
Top Owner CRD
5274324
Trust Company Affiliate
No

People (6)

6
GAINES, DEVON, A.
IAR · Direct Owner · 37.5%
5274324
GARD, LOREN, THOMAS
IAR · Direct Owner · 37.5%
3201086
Forste, Tiffany, Michelle Setzke
IAR · Executive Officer · 2.5%
7523398
CONRADS, JAMES, MICHAEL
IAR
4522725
SERRAPEDE, KEVIN, JOHN
IAR
2074389
RONALD RAYMOND STONER
IAR
5221478