SourcingSourcing

OXFORD HARRIMAN HOLDINGS ADV LLC

C45
CRD 340313·SEC 801-135797·INDIANAPOLIS, IN
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OXFORD HARRIMAN HOLDINGS ADV LLC
CRD
340313
SEC file #
801-135797
EIN
—
DBA names
Oxford Harriman Private Wealth Management

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
ohcpwm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OXFORD HARRIMAN HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
OXFORD HARRIMAN HOLDINGS, LLC
BARBA, DENNIS, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OHCPWM.COM
Rdap Domain Creation Date
2025-06-11T16:15:52Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2775
Soi Zip Pct 200k Plus
0.1117
Soi Zip Returns 200k Plus
1,220
Soi Zip Total AGI
1,625,509
Fdic Zip Total Deposits
41,621,695,000
Fdic Zip Branch Count
560
Fdic Zip Top Banks
Merchants Bank of Indiana
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
The Fifth Third Bank of Central IndianaIndianapolis, IN
First Indiana Bank, A FSBIndianapolis, IN
Fdic Zip HHI
1036.21
Fdic Zip Top Bank Share Pct
25.17
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2026-06-11T16:15:52Z
Rdap Domain Last Changed
2025-06-11T16:15:53Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,564
Returns2,510
Stub 2
AGI97,200
Returns2,580
Stub 3
AGI109,171
Returns1,780
Soi Zip Total Business Income
47,485
Soi Zip Total Cap Gains
271,928
Soi Zip Total Dividends
78,528
Soi Zip Total Returns
10,920
Trust Company Affiliate
No

People (2)

2
DENNIS PETER BARBA
Executive Officer · 2.5%
1852387
Monica Ann Coles
Executive Officer · 2.5%
5445069