SourcingSourcing

WORTH CHARTING GROUP LLC

C31
CRD 340328·SEC 801-135744·NEW YORK, NY
AUM
$2.5M
<$25M
Est. Revenue
$25K
@ 1% on AUM
Est. EBITDA
$8K
@ 30% margin
Est. Deal Value
$60K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WORTH CHARTING GROUP LLC
CRD
340328
SEC file #
801-135744
EIN
—
DBA names
Worth Charting Llc

Economics

AUM
$2.5M
AUM band
<$25M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
worthcharting.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WORTH, CARTER, BRAXTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WORTH, CARTER, BRAXTON
Simon, Kimberly
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WORTHCHARTING.COM
Rdap Domain Creation Date
2021-09-03T14:17:22Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5986
Soi Zip Pct 200k Plus
0.3567
Soi Zip Returns 200k Plus
7,110
Soi Zip Total AGI
15,726,030
Fdic Zip Total Deposits
1,813,873,984,000
Fdic Zip Branch Count
1837
Fdic Zip Top Banks
Citibank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Emigrant Savings BankNew York City, NY
Home Savings of America, FSBNew York City, NY
Fdic Zip HHI
2479.35
Fdic Zip Top Bank Share Pct
46.79
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-03T14:17:22Z
Rdap Domain Last Changed
2025-09-04T17:32:24Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI25,172
Returns2,360
Stub 2
AGI62,586
Returns1,670
Stub 3
AGI128,687
Returns2,050
Soi Zip Total Business Income
258,086
Soi Zip Total Cap Gains
3,345,271
Soi Zip Total Dividends
892,155
Soi Zip Total Returns
19,930
Top Owner CRD
1707653
Trust Company Affiliate
No

People (3)

3
CARTER BRAXTON WORTH
Direct Owner · 87.5%
1707653
Simon, Kimberly
Executive Officer · 2.5%
8231786
Brian Joseph Petraitis
Executive Officer · 2.5%
7255407