SourcingSourcing

DOW FAMILY OFFICE ADVISORY, LLC

C40
CRD 340475·SEC 801-135723·LAKEWOOD RANCH, FL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOW FAMILY OFFICE ADVISORY, LLC
CRD
340475
SEC file #
801-135723
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
LAKEWOOD RANCH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DOW, RUSSELL, BRADFORD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DOW, RUSSELL, BRADFORD
BENOIT, RICHARD, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5096
Soi Zip Pct 200k Plus
0.2584
Soi Zip Returns 200k Plus
3,920
Soi Zip Total AGI
3,604,880
Fdic Zip Total Deposits
17,192,588,000
Fdic Zip Branch Count
313
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First National Bank of ManateeBradenton, FL
First National Bank of ManateeBradenton, FL
Fdic Zip HHI
862.46
Fdic Zip Top Bank Share Pct
19.33
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,886
Returns2,490
Stub 2
AGI72,159
Returns1,950
Stub 3
AGI102,847
Returns1,670
Soi Zip Total Business Income
117,446
Soi Zip Total Cap Gains
675,100
Soi Zip Total Dividends
209,217
Soi Zip Total Returns
15,170
Top Owner CRD
2082577
Trust Company Affiliate
No

People (4)

4
DOW, RUSSELL, BRADFORD
IAR · Direct Owner · 87.5%
2082577
BENOIT, RICHARD, PAUL
IAR · Executive Officer · 2.5%
5131917
Shane Edmond
IAR
7032954
KRISTINA MARIE PETIT
IAR
6127471