SourcingSourcing

SHAH WEALTH ADVISORS, LLC

C34
CRD 340644·SEC 801-135572·CHINO HILLS, CA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHAH WEALTH ADVISORS, LLC
CRD
340644
SEC file #
801-135572
EIN
—
DBA names
Shah Wealth Advisors

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
CHINO HILLS CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
shahwealthadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAH, SIDDHARTH, PRAVIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
SHAH, SIDDHARTH, PRAVIN
Shah, Nihar, S
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SHAHWEALTHADVISORS.COM
Rdap Domain Creation Date
2025-11-27T01:52:46Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3511
Soi Zip Pct 200k Plus
0.1206
Soi Zip Returns 200k Plus
4,490
Soi Zip Total AGI
4,085,649
Fdic Zip Total Deposits
38,916,418,000
Fdic Zip Branch Count
378
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Union BankChino Hills, CA
CenFed Bank, A Federal Savings BankChino, CA
Fdic Zip HHI
1525.98
Fdic Zip Top Bank Share Pct
25.99
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-27T01:52:46Z
Rdap Domain Last Changed
2025-11-27T01:52:50Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI104,356
Returns8,470
Stub 2
AGI255,426
Returns6,950
Stub 3
AGI304,188
Returns4,910
Soi Zip Total Business Income
111,882
Soi Zip Total Cap Gains
254,901
Soi Zip Total Dividends
62,551
Soi Zip Total Returns
37,230
Top Owner CRD
2946827
Trust Company Affiliate
No

People (5)

5
SHAH, SIDDHARTH, PRAVIN
IAR · Direct Owner · 87.5%
2946827
Shah, Nihar, S
IAR · Direct Owner · 17.5%
7392931
KIM, KEVIN, MIN
Executive Officer · 2.5%
8004229
MARIA Y OJEDA PARTIDA
IAR
5957830
ARPY MONTU RAVAL
IAR
6438693