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CAVU WEALTH ADVISORS, LLC

A66
CRD 340677·SEC 801-135537·MORAGA, CA
AUM
$150.6M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$452K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAVU WEALTH ADVISORS, LLC
CRD
340677
SEC file #
801-135537
EIN
—
DBA names
—

Economics

AUM
$150.6M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other55
Individuals High Net Worth15

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
MORAGA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SYLVESTER, DAVID, GEORGE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SYLVESTER, DAVID, GEORGE
DISHER, HILARY, SYLVESTER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6322
Soi Zip Pct 200k Plus
0.4294
Soi Zip Returns 200k Plus
3,070
Soi Zip Total AGI
2,120,544
Fdic Zip Total Deposits
15,407,873,000
Fdic Zip Branch Count
144
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Window
Charles Schwab1
Full
Charles Schwab7
E*trade4
Fdic Zip Branches Raw
California Savings and Loan Association, A Federal AssociatMoraga, CA
World Savings and Loan Association, A Federal Savings and Loan AssociatiMoraga, CA
Fdic Zip HHI
2958.87
Fdic Zip Top Bank Share Pct
49.3
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI10,853
Returns1,100
Stub 2
AGI19,944
Returns550
Stub 3
AGI30,366
Returns490
Soi Zip Total Business Income
78,023
Soi Zip Total Cap Gains
162,998
Soi Zip Total Dividends
76,788
Soi Zip Total Returns
7,150
Top Owner CRD
704101
Trust Company Affiliate
No

People (2)

2
SYLVESTER, DAVID, GEORGE
IAR · Direct Owner · 62.5%
704101
DISHER, HILARY, SYLVESTER
IAR · Direct Owner · 37.5%
6168184