SourcingSourcing

MOSAIC WEALTH MANAGEMENT LLC

C42
CRD 340681·SEC 801-135517·BLOOMINGTON, IN
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOSAIC WEALTH MANAGEMENT LLC
CRD
340681
SEC file #
801-135517
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
BLOOMINGTON IN
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEINLEIN, RONALD, JACK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DEINLEIN, RONALD, JACK
MEADOR, CHRISTOPHER, HAYS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2984
Soi Zip Pct 200k Plus
0.1148
Soi Zip Returns 200k Plus
2100
Soi Zip Total AGI
1,838,287
Fdic Zip Total Deposits
26,818,314,000
Fdic Zip Branch Count
596
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Old National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James6
E*trade4
Fdic Zip Branches Raw
Monroe County BankBloomington, IN
Monroe County BankHighland Village, IN
Fdic Zip HHI
919.22
Fdic Zip Top Bank Share Pct
18.05
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,466
Returns5,130
Stub 2
AGI140,677
Returns3,830
Stub 3
AGI144,115
Returns2,330
Soi Zip Total Business Income
66,333
Soi Zip Total Cap Gains
117,146
Soi Zip Total Dividends
64,899
Soi Zip Total Returns
18,300
Top Owner CRD
2130276
Trust Company Affiliate
No

People (2)

2
DEINLEIN, RONALD, JACK
IAR · Direct Owner · 87.5%
2130276
MEADOR, CHRISTOPHER, HAYS
IAR · Direct Owner · 7.5%
5577661