SourcingSourcing

BERENSON CAPITAL MANAGEMENT, LLC

C40
CRD 340994·SEC 801-135714·NEW YORK, NY
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BERENSON CAPITAL MANAGEMENT, LLC
CRD
340994
SEC file #
801-135714
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Fixed feesPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERENSON HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BERENSON HOLDINGS LLC
BERENSON, JEFFREY, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5691
Soi Zip Pct 200k Plus
0.3374
Soi Zip Returns 200k Plus
5,200
Soi Zip Total AGI
8,797,529
Fdic Zip Total Deposits
34,180,585,000
Fdic Zip Branch Count
158
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Modern Bank, National AssociationNew York, NY
Bank of America, National AssociationNew York, NY
Fdic Zip HHI
2554.92
Fdic Zip Top Bank Share Pct
45.1
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,758
Returns1,920
Stub 2
AGI57,601
Returns1,500
Stub 3
AGI104,005
Returns1,650
Soi Zip Total Business Income
197,911
Soi Zip Total Cap Gains
3,041,084
Soi Zip Total Dividends
840,201
Soi Zip Total Returns
15,410
Trust Company Affiliate
No

People (2)

2
JEFFREY LEE BERENSON
Executive Officer · 2.5%
18881
MICHAEL J.H. LEWIS
Executive Officer · 2.5%
4587805