SourcingSourcing

GREG JENNINGS, LLC

C40
CRD 341031·SEC 801-135731·DEWITT, NY
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREG JENNINGS, LLC
CRD
341031
SEC file #
801-135731
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
DEWITT NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JENNINGS, GREGORY, WELLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JENNINGS, GREGORY, WELLES
CULLEN, JAMES, MICHAEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2725
Soi Zip Pct 200k Plus
0.0688
Soi Zip Returns 200k Plus
260
Soi Zip Total AGI
308,419
Fdic Zip Total Deposits
12,876,716,000
Fdic Zip Branch Count
198
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Marine Midland BankDe Witt, NY
The Chase Manhattan Bank (National Association)De Witt, NY
Fdic Zip HHI
1264.62
Fdic Zip Top Bank Share Pct
25.15
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,212
Returns950
Stub 2
AGI27,232
Returns730
Stub 3
AGI38,240
Returns620
Soi Zip Total Business Income
8,603
Soi Zip Total Cap Gains
8,268
Soi Zip Total Dividends
7,830
Soi Zip Total Returns
3,780
Top Owner CRD
2169365
Trust Company Affiliate
No

People (3)

3
JENNINGS, GREGORY, WELLES
IAR · Direct Owner · 87.5%
2169365
JAMES MICHAEL CULLEN
Executive Officer · 2.5%
5111669
Brian Andrew Jennings
IAR
7689738