SourcingSourcing

2201 CAPITAL, LLC

C34
CRD 341112·SEC 801-135715·BOSTON, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
2201 CAPITAL, LLC
CRD
341112
SEC file #
801-135715
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Khalil, Nora, A.
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Khalil, Nora, A.
Siyam, Tariq
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5806
Soi Zip Pct 200k Plus
0.3629
Soi Zip Returns 200k Plus
900
Soi Zip Total AGI
2,154,860
Fdic Zip Total Deposits
232,974,831,000
Fdic Zip Branch Count
443
Fdic Zip Top Banks
The Bank of New York Mellon
Mellon Trust of New England, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
USTrustBoston, MA
United States Trust CompanyBoston, MA
Fdic Zip HHI
1708.44
Fdic Zip Top Bank Share Pct
30.55
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI3,793
Returns330
Stub 2
AGI8,821
Returns240
Stub 3
AGI16,219
Returns260
Soi Zip Total Business Income
76,624
Soi Zip Total Cap Gains
503,989
Soi Zip Total Dividends
237,294
Soi Zip Total Returns
2,480
Top Owner CRD
8230824
Trust Company Affiliate
No

People (3)

3
Siyam, Tariq
IAR · Direct Owner · 62.5%
6867557
Khalil, Nora, A.
Direct Owner · 62.5%
8230824
OMAR ALI BASSAL
IAR
7084200