SourcingSourcing

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

C29
CRD 38357·SEC 801-57242·MINNEAPOLIS, MN
AUM
$14.43B
$1B+
Est. Revenue
$144.3M
@ 1% on AUM
Est. EBITDA
$43.3M
@ 30% margin
Est. Deal Value
$346.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CRD
38357
SEC file #
801-57242
EIN
851231096
DBA names
—

Economics

AUM
$14.43B
AUM band
$1B+
AUM trajectory
'20'26
$3.62B → $14.43B▲ +299%
Client mix
Individuals Other4,202
Individuals High Net Worth2,348
Corporations338
Charitable Organizations307
Pension Profit Sharing Plans159

Operations

Employees (total)
158
Advisory staff (per ADV)
81
Advisory staff (5-yr trend)
'20'26
83 advisors → 81 advisors▼ -2%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
claconnect.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLIFTONLARSONALLEN LLP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CLIFTONLARSONALLEN LLP
BLAND, WILLIAM CLAYTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CLACONNECT.COM
Rdap Domain Creation Date
2012-12-12T19:59:19Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
15
Form 5500 Total Compensation
292,478
Form 5500 Compensation Trajectory 3y
2025292,478
Form 5500 Plan Count Trajectory 3y
202515
Schedule C Total Compensation
292,478
Schedule C Service Provider Rows
15

SEC EDGAR

Edgar Cik
0001821544
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-08-19
Edgar Last Filing Date
2020-09-22
Edgar Form D Count
2
Edgar Form D Offerings
2020-09-222020-09-22 · 0001821544-20-000002
2020-08-192020-08-19 · 0001821544-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
33
Bc Firm Active IA Count
42
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
State Street1
Edgar Addresses
Mailing
17470 N. PACESETTER WAYSCOTTSDALE, AZ 85255
Business
17470 N. PACESETTER WAYSCOTTSDALE, AZ 85255
Edgar EIN
851231096
Edgar Recent Filings
D/A2020-09-22 · 0001821544-20-000002
D2020-08-19 · 0001821544-20-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-12T19:59:19Z
Rdap Domain Last Changed
2023-11-23T05:54:31Z
Rdap Nameservers
Alberto.ns.cloudflare.comHarmony.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (51)

51
BUFFIE, BRIAN JACOB
IAR · Executive Officer · 2.5%
5532207
BLAND, WILLIAM CLAYTON
IAR · Executive Officer · 2.5%
3259971
VAN HORRICK, JACLYN SUZANNE
Executive Officer · 2.5%
4587577
CATHERINE MARY KANE
IAR
4560797
JOAN Marie CARROLL
IAR
4561825
Yuhao Zhao
IAR
7786021
Kendall Hill
IAR
7787651
Jeffrey Paul Sellner
IAR
6881183
Teryn Cindy Kuse
IAR
7326671
Christopher Thomas Lapp
IAR
6773510
ADRIENNE MARIA CARLETTI
IAR
4170535
David Andrew Shapiro
IAR
7606807
LESLIE RAE DARTT
IAR
3274233
David Nicholas Freil
IAR
8028060
RICHARD MARK TRITTSCHUH
IAR
1310820
REBECCA Bostwick
IAR
5980247
Anne Marie Meyer
IAR
7852502
Tyler Loch
IAR
6994226
Triston Kane Richert
IAR
7220413
MELISSA NUNEZ
IAR
5583606
ABBY ELIZABETH BUTZ
IAR
6538230
SARAH ELIZABETH JENSEN
IAR
4555909
JOHN PAUL GUSTAVSON
IAR
4045015
SCOTT DESMOND BRUBAKER
IAR
6269520
Trevor Jon Schmitz
IAR
6570902
JENNIFER MARIE FAUST
IAR
6349677
Lori Ann Squarcetta
IAR
2045005
Troy Wagner
IAR
7560491
JULIAN ROSS EINFRANK
IAR
5841552
Rebecca Garza
IAR
7120241
PETER JAMES HOLUPCHINSKI
IAR
6229137
DEREK JON HICKS
IAR
5444298
SEAN DAVID HUNTLEY
IAR
4596806
Nicole Lynn Gronholz
IAR
6613532
JENNIFER JENSEN DEVINE
IAR
2554385
CURTIS ROGER WILLIAMS
IAR
4005700
Maxwell Todd Bailey
IAR
7573998
Matthew Bushnell
IAR
7766205
ANTONY REED HALLADA
IAR
2009640
BRIAN DOUGLAS KLEIST
IAR
4719917
DAVID MICHAEL SCHIAN
IAR
6423574
ROBERT DEAN BOSCO
IAR
1997398
ANDREW JAY HENGST
IAR
2896338
Timothy Henry Bolinski
IAR
6150945
Timothy Luke Laughlin
IAR
6668947
CHRISTOPHER KING MOSS
IAR
2209534
CHARLES CHRISTOPHER DHANRAJ
IAR
4532924
STEVEN DOUGLAS JONES
IAR
2114108
CRAIG JAMES RUFFOLO
IAR
4077265
McKenna Makela
IAR
7315041
KARLA KAY DALTON
IAR
2396316