1ST DISCOUNT BROKERAGE, INC.

CRD

39164

SEC file #

801-132978

EIN

462701363

DBA names

—

Economics

AUM

$131.4M

AUM band

$100M-$500M

AUM trajectory

'25 · $108.1M

'26 · $131.4M

'25'26

$108.1M → $131.4M▲ +22%

sec adv history

Client mix

Individuals Other	133
Individuals High Net Worth	83
Pension Profit Sharing Plans	1
Charitable Organizations	1
Corporations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 9 advisors

'26 · 8 advisors

'25'26

9 advisors → 8 advisors▼ -11%

sec adv history

Primary office

LAKE WORTH FL

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/31/2026

facebook.com/1st-discount-brokerage-inc-514429545309867(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

1DB FINANCIAL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

1DB FINANCIAL

CORLEY, WILLIAM HAROLD JR

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:facebook.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

17,139

Form 5500 Compensation Trajectory 3y

2025

17,139

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

17,139

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001580000

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2013-06-24

Edgar Last Filing Date

2017-02-16

Edgar Form D Count

Edgar Form D Offerings

2017-02-162017-02-16 · 0001580000-17-000001

2016-03-042016-03-04 · 0001580000-16-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3232

Soi Zip Pct 200k Plus

0.1058

Soi Zip Returns 200k Plus

3,160

Soi Zip Total AGI

2,989,133

Fdic Zip Total Deposits

24,920,732,000

Fdic Zip Branch Count

388

Fdic Zip Top Banks

Wells Fargo Bank, National Association

Bank of America, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4
Apex Clearing	2

adv brochure

Edgar Addresses

Mailing

3650 MT. DIABLO BLVD.SUITE 205LAFAYETTE, CA 94549

Business

3650 MT. DIABLO BLVD.SUITE 205LAFAYETTE, CA 94549

Edgar EIN

462701363

Edgar Recent Filings

D2017-02-16 · 0001580000-17-000001

D2016-03-04 · 0001580000-16-000002

Fdic Zip Branches Raw

NationsBank of Florida, N.A.Lake Worth, FL

Home Savings of America, FSBLakeworth, FL

Fdic Zip HHI

688.7

Fdic Zip Top Bank Share Pct

16.61

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	92,661
Returns	7,560

Stub 2

AGI	204,354
Returns	5,570

Stub 3

AGI	255,270
Returns	4,120

Soi Zip Total Business Income

68,551

Soi Zip Total Cap Gains

207,723

Soi Zip Total Dividends

92,193

Soi Zip Total Returns

29,860

Trust Company Affiliate