WESTPARK CAPITAL, INC.

CRD

39914

SEC file #

801-108275

EIN

—

DBA names

—

Economics

AUM

$53.1M

AUM band

$25M-$100M

AUM trajectory

'20 · $32.8M

'21 · $31.6M

'22 · $27.8M

'23 · $34.6M

'25 · $47.6M

'26 · $53.1M

'20'26

$32.8M → $53.1M▲ +62%

sec adv history

Client mix

Individuals Other

265

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 16 advisors

'21 · 20 advisors

'22 · 12 advisors

'23 · 12 advisors

'25 · 10 advisors

'26 · 11 advisors

'20'26

16 advisors → 11 advisors▼ -31%

sec adv history

Primary office

LOS ANGELES CA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

wpcapital.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WESTPARK CAPITAL GROUP LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

WESTPARK CAPITAL GROUP LLC

KAISER, AMY FARREN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

WPCAPITAL.COM

Rdap Domain Creation Date

1999-12-09T00:56:45Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001669400

Edgar Registered

Yes

Edgar Filing Count

171

Edgar First Filing Date

2016-03-15

Edgar Last Filing Date

2026-05-15

Edgar Form D Count

Edgar Form D Offerings

2021-08-312021-08-31 · 0001213900-21-045896

2021-05-262021-05-26 · 0001213900-21-029280

Edgar Xbrl Assets Latest

Value Usd6,794,471

Fiscal Year End2022-12-31

Edgar Xbrl Revenue Latest

Value Usd1,063,105

Fiscal Year End2022-12-31

ConceptRevenues

Edgar Sic Description

Agricultural Production-Crops

Edgar Former Names

SanSal Wellness Holdings, Inc.

Armeau Brands Inc.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.6805

Soi Zip Pct 200k Plus

0.5221

Soi Zip Returns 200k Plus

2010

Soi Zip Total AGI

4,880,374

Fdic Zip Total Deposits

298,177,242,000

Fdic Zip Branch Count

675

Fdic Zip Top Banks

Bank of America, National Association

First Republic Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

1815 GRIFFIN ROADSUITE 401DANIA BEACH, FL 33004

Business

1815 GRIFFIN ROADSUITE 401DANIA BEACH, FL 33004

Edgar EIN

990375676

Edgar Recent Filings

NT 10-Q2026-05-15 · 0001213900-26-057689

NT 10-K2026-04-07 · 0001213900-26-040563

Edgar Sic

0100

Fdic Zip Branches Raw

First Interstate Bank of CaliforniaLos Angeles, CA

Home Savings of America, FSBLos Angeles, CA

Fdic Zip HHI

1299.38

Fdic Zip Top Bank Share Pct

29.51

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2033-12-09T00:56:45Z

Rdap Domain Last Changed

2023-12-09T01:22:54Z

Rdap Nameservers

Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	5,263
Returns	540

Stub 2

AGI	9,284
Returns	250

Stub 3

AGI	14,143
Returns	230

Soi Zip Total Business Income

205,709

Soi Zip Total Cap Gains

909,916

Soi Zip Total Dividends

256,326

Soi Zip Total Returns

3,850

Trust Company Affiliate