SourcingSourcing

HORNOR, TOWNSEND & KENT, LLC

C28
CRD 4031·SEC 801-56151·CONSHOHOCKEN, PA
AUM
$9.01B
$1B+
Est. Revenue
$90.1M
@ 1% on AUM
Est. EBITDA
$27.0M
@ 30% margin
Est. Deal Value
$216.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HORNOR, TOWNSEND & KENT, LLC
CRD
4031
SEC file #
801-56151
EIN
—
DBA names
—

Economics

AUM
$9.01B
AUM band
$1B+
AUM trajectory
'20'26
$1.75B → $9.01B▲ +415%
Client mix
Individuals Other27,446
Individuals High Net Worth553
Corporations223
Pension Profit Sharing Plans122
Charitable Organizations25

Operations

Employees (total)
485
Advisory staff (per ADV)
426
Advisory staff (5-yr trend)
'20'26
508 advisors → 426 advisors▼ -16%
Primary office
CONSHOHOCKEN PA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
htk.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
1847 FINANCIAL LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
1847 FINANCIAL LLC
MULLER, NIKI LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HTK.COM
Rdap Domain Creation Date
1996-03-07T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
13
Form 5500 Total Compensation
419,618
Form 5500 Compensation Trajectory 3y
2025419,618
Form 5500 Plan Count Trajectory 3y
202513
Schedule C Total Compensation
419,618
Schedule C Service Provider Rows
13

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3817
Soi Zip Pct 200k Plus
0.1396
Soi Zip Returns 200k Plus
1,510
Soi Zip Total AGI
1,309,351
Fdic Zip Total Deposits
44,388,548,000
Fdic Zip Branch Count
369
Fdic Zip Top Banks
Firstrust Savings Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
46
Bc Firm Active IA Count
26
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing8
Fidelity4
E*trade4
Fdic Zip Branches Raw
Meridian BankConshohocken, PA
Germantown Savings BankConshohocken, PA
Fdic Zip HHI
1370.43
Fdic Zip Top Bank Share Pct
26.68
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-03-08T05:00:00Z
Rdap Domain Last Changed
2025-01-07T07:04:34Z
Rdap Nameservers
Ns-1253.awsdns-28.orgNs-1950.awsdns-51.co.ukNs-434.awsdns-54.comNs-816.awsdns-38.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,586
Returns1,690
Stub 2
AGI63,405
Returns1,680
Stub 3
AGI117,020
Returns1,880
Soi Zip Total Business Income
38,512
Soi Zip Total Cap Gains
71,638
Soi Zip Total Dividends
29,979
Soi Zip Total Returns
10,820
Trust Company Affiliate
Yes

People (58)

58
Niki Lee Muller
Executive Officer · 2.5%
7364066
HEATHER JILL NAGENGAST
Executive Officer · 2.5%
5300554
Radford Michael Gunzenhauser
Executive Officer · 2.5%
7253452
HUCKERBY, KEITH GORDON
Executive Officer · 2.5%
2641591
MASON, ANN-MARIE
Executive Officer · 2.5%
7145020
O'MALLEY, DAVID MICHAEL
Executive Officer · 2.5%
4468593
ROBINSON, VICTORIA MARIE
Executive Officer · 2.5%
4556827
WYANT, JUSTIN
Executive Officer · 2.5%
8146157
MARK LOREN BETLOW
IAR
2202920
MARIO DOLCIATO
IAR
2430841
COLLEEN MCGROARTY O'SHAUGHNESSY
IAR
4678940
SEAN EASTON
IAR
7991501
YEN LING LEE
IAR
2400156
GUIDO ANDREAS GAEFFKE
IAR
4837905
ANTHONY ROBERT SERGIO
IAR
2576955
FRED VERNON CLARE
IAR
6563210
ROBERT HONOVIC
IAR
3113226
CRAIG ANTHONY ROSSETTI
IAR
3086453
ELIZABETH A LORENZO
IAR
2400030
STEPHEN JOSEPH RYAN
IAR
870179
ALLEN GABRIEL EKMAN
IAR
1798021
OLIVER KAMERON KNEISLEY
IAR
1063523
MICHAEL THOMAS MCCLELLAND
IAR
6400639
CHARLES KEVIN BEYER
IAR
2355551
ALAN HARRIS POLLACK
IAR
2559249
JASON C FREDETTE
IAR
4956112
ROBERT ALAN ROSENHOUSE
IAR
1781417
MATTHEW JAMES CONDON
IAR
4445659
CHRISTOPHER JOHN CLAYTON
IAR
2114347
ELIZABETH GRAY FERGUSON
IAR
2030778
CHRISTIAN CALABRO
IAR
6160438
KYLE ERIC ANDERSON
IAR
6079140
NATHALIE MARIE EDEEN
IAR
6608334
NELSON FRANK LEWIS
IAR
5604107
WILLIAM C OETKER
IAR
3274854
RONALD JAMES DUSWALT
IAR
1461255
MARCUS T TADJE
IAR
4815408
BRIAN GOODMAN
IAR
8030763
PATRICE CATHERINE ADAMS
IAR
2309719
ADAM TODD SHERMAN
IAR
1414672
BETH MARIE CELLERINI
IAR
2356141
MICHAEL CHARLES SOOS
IAR
1887590
WINFIELD C GREENWOOD
IAR
5106024
BARBARA LYNN VIOLA
IAR
3022164
EMMA HODGES
IAR
2588121
DAVID MICHAEL HANSEN
IAR
2006172
ELIZABETH STEELE CONNOLLY
IAR
5068079
HANES LANCASTER TORBETT
IAR
4990067
SCOTT ALLEN JEFFERYS
IAR
2566761
STEVEN EDWARD LEWIS
IAR
6138530
BRITTANY LEE GEFROH
IAR
6844275
ROBERT MICHAEL HALLIGAN
IAR
1135847
DANIEL JOHN TORBORG
IAR
1681516
CECILY S WEN
IAR
4723848
MICHAEL VITAS KANE
IAR
5272677
JENNIFER ANN SCHAEFER
IAR
2421574
BRIAN KEITH BRENEMAN
IAR
1775087
CASEY Lynn SCIORTINO
IAR
6901074