THOMPSON DAVIS & CO., INC.

B51
CRD 41353·SEC 801-120472·RICHMOND, VA
AUM
$211.3M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$634K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THOMPSON DAVIS & CO., INC.
CRD
41353
SEC file #
801-120472
EIN
DBA names
Thompson Davis Asset Management

Economics

AUM
$211.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$119.4M → $211.3M▲ +77%
Client mix
Individuals High Net Worth206
Individuals Other88
Corporations5
Pooled Investment Vehicles1

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
9 advisors → 6 advisors▼ -33%
Primary office
RICHMOND VA
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
1
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAVIS, WILLIAM DALE JR
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
DAVIS, WILLIAM DALE JR
THALHIMER, ADAM ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:thompsondavis.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2885
Soi Zip Pct 200k Plus
0.0742
Soi Zip Returns 200k Plus
1,280
Soi Zip Total AGI
1,622,715
Fdic Zip Total Deposits
35,562,871,000
Fdic Zip Branch Count
694
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
5
Bc Firm IAR Count
9
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Signet Bank-VirginiaRichmond, VA
Central Fidelity National BankRichmond, VA
Fdic Zip HHI
709.58
Fdic Zip Top Bank Share Pct
16.64
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI46,448
Returns3,840
Stub 2
AGI130,546
Returns3,510
Stub 3
AGI180,495
Returns2,930
Soi Zip Total Business Income
53,573
Soi Zip Total Cap Gains
139,840
Soi Zip Total Dividends
54,272
Soi Zip Total Returns
17,260
Top Owner CRD
2056775
Trust Company Affiliate
No