SourcingSourcing

CAPITAL CONSULTING & ASSET MANAGEMENT, INC.

A71
CRD 41438·SEC 801-52357·LINCOLN, NE
AUM
$218.7M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$656K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL CONSULTING & ASSET MANAGEMENT, INC.
CRD
41438
SEC file #
801-52357
EIN
—
DBA names
Capital Consulting & Asset Management

Economics

AUM
$218.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$272.4M → $218.7M▼ -20%
Client mix
Individuals Other95
Individuals High Net Worth85

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
LINCOLN NE
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
ccam.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIXON, ROBERT, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NIXON, ROBERT, EUGENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CCAM.NET
Rdap Domain Creation Date
1999-05-13T20:18:08Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.058
Soi Zip Pct 200k Plus
0.0193
Soi Zip Returns 200k Plus
70
Soi Zip Total AGI
152,223
Fdic Zip Total Deposits
36,877,847,000
Fdic Zip Branch Count
412
Fdic Zip Top Banks
Wells Fargo Bank, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
First Federal Savings and Loan Association of LincolnLincoln, NE
Lincoln FSB of NebraskaLincoln, NE
Fdic Zip HHI
1798.21
Fdic Zip Top Bank Share Pct
33.08
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-13T20:17:40Z
Rdap Domain Last Changed
2025-05-05T17:59:48Z
Rdap Nameservers
Ns33.worldnic.comNs34.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,438
Returns1,670
Stub 2
AGI42,172
Returns1,170
Stub 3
AGI24,889
Returns420
Soi Zip Total Business Income
4,849
Soi Zip Total Cap Gains
6,478
Soi Zip Total Dividends
3,102
Soi Zip Total Returns
3,620
Top Owner CRD
865645
Trust Company Affiliate
No

People (3)

3
NIXON, ROBERT, EUGENE
IAR · Direct Owner · 87.5%
865645
Carly Nixon
IAR
7852099
Amber Roemer
IAR
5536850