SourcingSourcing

B.B. GRAHAM & COMPANY, INC.

C33
CRD 41533·SEC 801-106968·ORANGE, CA
AUM
$321.7M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$965K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
B.B. GRAHAM & COMPANY, INC.
CRD
41533
SEC file #
801-106968
EIN
—
DBA names
—

Economics

AUM
$321.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$138.8M → $321.7M▲ +132%
Client mix
Individuals Other323
Individuals High Net Worth104

Operations

Employees (total)
32
Advisory staff (per ADV)
32
Advisory staff (5-yr trend)
'20'26
25 advisors → 32 advisors▲ +28%
Primary office
ORANGE CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
bbgraham.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHAM, BRUCE EDWIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
GRAHAM, BRUCE EDWIN
BETTFREUND, JOHN WAYNE JR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BBGRAHAM.COM
Rdap Domain Creation Date
1999-11-25T03:15:26Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3386
Soi Zip Pct 200k Plus
0.1464
Soi Zip Returns 200k Plus
2,880
Soi Zip Total AGI
2,402,904
Fdic Zip Total Deposits
49,009,964,000
Fdic Zip Branch Count
291
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
32
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Farmers and Merchants Bank of Long BeachOrange, CA
First Security Thrift CompanyOrange, CA
Fdic Zip HHI
1083.79
Fdic Zip Top Bank Share Pct
18.79
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-11-25T03:15:26Z
Rdap Domain Last Changed
2024-08-27T22:16:30Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI57,760
Returns4,590
Stub 2
AGI146,001
Returns3,970
Stub 3
AGI166,594
Returns2,720
Soi Zip Total Business Income
72,890
Soi Zip Total Cap Gains
161,414
Soi Zip Total Dividends
44,137
Soi Zip Total Returns
19,670
Top Owner CRD
2563258
Trust Company Affiliate
No

People (50)

50
GRAHAM, BRUCE EDWIN
IAR · Direct Owner · 87.5%
2563258
CALLEN, DOUGLAS BRAD
IAR · Executive Officer · 2.5%
2133945
GODINEZ, MARIE ELIZABETH
IAR · Executive Officer · 2.5%
3020086
BETTFREUND, JOHN WAYNE JR
IAR · Executive Officer · 2.5%
1448436
THOMAS PATRICK EVESLAGE
IAR
2095194
GRATTAN, CHRIS, MICHAEL
IAR
2903668
DANIEL DUBOIS
IAR
4445529
ELAINE BRAVER COWAN
IAR
3022744
GRATTAN, DANIEL, VINCENT
IAR
4284680
MARCO AURELIO MOROS
IAR
1024703
Taylor Lee Peterson
IAR
6392451
David Alan Ramos
IAR
3044564
JONATHAN EDWARD RICK
IAR
4134901
SCHRYER, ALAN, JEROME
IAR
1847282
RYAN PATRICK JOYCE
IAR
2889224
DOUGLAS MICHAEL CHERRY
IAR
1725428
EDWIN LEE MAYO
IAR
2790093
SANDRA KH WERNER
IAR
2287183
Daniel Figueroa
IAR
6453541
GAY FANNIE THOMPSON
IAR
5694536
OSULLIVAN, JOHN, PER
IAR
4175831
Leslie Apseloff
IAR
8039976
DAVID FERRIS ABOUD
IAR
1545223
Jaimie Chan
IAR
8020724
DAMIEN JOSEPH MORALES
IAR
4727591
ROBERT E NORTH
IAR
5354527
KENNETH LEE BRENSDAL
IAR
2572626
KATHERINE CANNON ZAMORA
IAR
1830369
JEFFRE SCOTT REININGER
IAR
2688832
REGINALD EDWARD FENNELL
IAR
1668408
STEVEN MEDWED
IAR
1698105
THOMAS JOSEPH PARTRIDGE
IAR
2985510
ROBERT GUILIO FILIPPI
IAR
1424706
HENRY MCLAIN DICKINSON
IAR
727492
ROBERT LEONARD SAVAGE
IAR
815336
MATTHEW JAMES ANDERSON
IAR
4992743
LAURIE ANN HANSON
IAR
4365985
GRATTAN, GEORGENE, MARIE
IAR
1085145
LEONARD DALE WYSS
IAR
1284822
BELL, AMBER, JEAN
IAR
5430390
DARREN WINSTON KING
IAR
1787836
JOHN WALTER MARSHALL
IAR
860188
KIMBERLY A VAUGHN
IAR
3150408
DARYL JAMES DIAL
IAR
4506900
SEAN TIMOTHY DURAN
IAR
2406991
JOHN ROBERT BREM
IAR
1301923
SAMUEL KLUFT KOLTUN
IAR
1739664
Charles William Shelar
IAR
2383359
Sheri A Strain
IAR
2614962
ANDREW WILLIAM RAMIRES
IAR
6323742