SourcingSourcing

LIEBLONG & ASSOCIATES, INC.

A71
CRD 42578·SEC 801-78968·LITTLE ROCK, AR
AUM
$197.9M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$594K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIEBLONG & ASSOCIATES, INC.
CRD
42578
SEC file #
801-78968
EIN
—
DBA names
—

Economics

AUM
$197.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$129.3M → $197.9M▲ +53%
Client mix
Individuals High Net Worth68
Individuals Other57
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
LITTLE ROCK AR
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
12/16/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LIEBLONG, ALEX RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
LIEBLONG, ALEX RAY
FIVEASH, VALERIE M
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2857
Soi Zip Pct 200k Plus
0.0965
Soi Zip Returns 200k Plus
1,040
Soi Zip Total AGI
1,029,667
Fdic Zip Total Deposits
26,258,326,000
Fdic Zip Branch Count
490
Fdic Zip Top Banks
Bank of America, National Association
Bank of the Ozarks

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
1
Bc Firm IAR Count
4
Custodian Candidates
Full
Wells Fargo4
E*trade4
Fdic Zip Branches Raw
Worthen National Bank of ArkansasLittle Rock, AR
First Commercial Bank, National AssociationLittle Rock, AR
Fdic Zip HHI
838.03
Fdic Zip Top Bank Share Pct
17.27
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,794
Returns2,450
Stub 2
AGI88,393
Returns2,410
Stub 3
AGI104,740
Returns1,700
Soi Zip Total Business Income
17,566
Soi Zip Total Cap Gains
35,700
Soi Zip Total Dividends
19,965
Soi Zip Total Returns
10,780
Top Owner CRD
839906
Trust Company Affiliate
No

People (4)

4
LIEBLONG, ALEX RAY
IAR · Direct Owner · 87.5%
839906
FIVEASH, VALERIE M
IAR · Executive Officer · 2.5%
7229314
LIEBLONG, JASON RAY
IAR · Executive Officer · 2.5%
2366644
WILLIAMS, MARY ELLEN
IAR · Executive Officer · 2.5%
4529272