SourcingSourcing

ROGAN & ASSOCIATES, INC.

C47
CRD 42762·SEC 801-69994·SAFETY HARBOR, FL
AUM
$709.6M
$500M-$1B
Est. Revenue
$7.1M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$17.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROGAN & ASSOCIATES, INC.
CRD
42762
SEC file #
801-69994
EIN
—
DBA names
Rogan & Associates

Economics

AUM
$709.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$319.0M → $709.6M▲ +122%
Client mix
Individuals Other1,191
Individuals High Net Worth290
Corporations2

Operations

Employees (total)
14
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
5 advisors → 9 advisors▲ +80%
Primary office
SAFETY HARBOR FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesCommissions

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
youtube.com/channel/ucvd38ea8yxc4kabc0ws51lw

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROGAN, MICHAEL GERARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ROGAN, MICHAEL GERARD
FOSS, EDWIN, ROBINSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3531
Soi Zip Pct 200k Plus
0.1327
Soi Zip Returns 200k Plus
1,210
Soi Zip Total AGI
1,365,728
Fdic Zip Total Deposits
3,242,780,000
Fdic Zip Branch Count
35
Fdic Zip Top Banks
Regions Bank
AmSouth Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Lpl Financial1
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Safety Harbor, FL
AmSouth Bank of FloridaSafety Harbor, FL
Fdic Zip HHI
7325.25
Fdic Zip Top Bank Share Pct
84.78
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI25,398
Returns2,090
Stub 2
AGI62,959
Returns1,720
Stub 3
AGI76,423
Returns1,240
Soi Zip Total Business Income
26,972
Soi Zip Total Cap Gains
158,889
Soi Zip Total Dividends
29,506
Soi Zip Total Returns
9,120
Top Owner CRD
1503029
Trust Company Affiliate
No

People (10)

10
ROGAN, MICHAEL GERARD
IAR · Direct Owner · 87.5%
1503029
FOSS, EDWIN, ROBINSON
IAR · Executive Officer · 2.5%
1334662
CARTER, ANA R
Executive Officer · 2.5%
4424794
ADAM MICHAEL LUCKE
IAR
6050999
HARRISON CLARK MOORE
IAR
6520754
DANIEL JAMES HUEHN
IAR
6453449
JOSEPH SALVATORE MINUTOLO
IAR
2782355
ERIN D EMNETT
IAR
5831042
JASON DEAN WHITE
IAR
2867125
Blake Watson Kennedy
IAR
6938074