SourcingSourcing

M HOLDINGS SECURITIES, INC.

C47
CRD 43285·SEC 801-57304·PORTLAND, OR
AUM
$3.21B
$1B+
Est. Revenue
$32.1M
@ 1% on AUM
Est. EBITDA
$9.6M
@ 30% margin
Est. Deal Value
$77.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M HOLDINGS SECURITIES, INC.
CRD
43285
SEC file #
801-57304
EIN
000000000
DBA names
—

Economics

AUM
$3.21B
AUM band
$1B+
AUM trajectory
'20'26
$2.80B → $3.21B▲ +15%
Client mix
Individuals Other4,290
Corporations130
Individuals High Net Worth78
Pension Profit Sharing Plans15

Operations

Employees (total)
1,442
Advisory staff (per ADV)
171
Advisory staff (5-yr trend)
'20'26
388 advisors → 171 advisors▼ -56%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
mfin.com/m-securities

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
M FINANCIAL HOLDINGS INCORPORATED
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
M FINANCIAL HOLDINGS INCORPORATED
SCHOONMAKER, MICHAEL SKI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MFIN.COM
Rdap Domain Creation Date
1995-12-22T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
90
Form 5500 Total Compensation
2,429,265
Form 5500 Compensation Trajectory 3y
20252,365,094
202664,171
Form 5500 Plan Count Trajectory 3y
202586
20264
Schedule C Total Compensation
2,429,265
Schedule C Service Provider Rows
90

SEC EDGAR

Edgar Cik
0001132213
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2009-11-27
Edgar Last Filing Date
2025-02-20
Edgar Form D Count
16
Edgar Form D Offerings
2025-02-202025-02-20 · 0000950123-25-002880
2024-02-132024-02-13 · 0001209191-24-003155

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3056
Soi Zip Pct 200k Plus
0.0997
Soi Zip Returns 200k Plus
1,200
Soi Zip Total AGI
1,264,750
Fdic Zip Total Deposits
16,793,762,000
Fdic Zip Branch Count
296
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
15
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
197 CLARENDON STREETBOSTON, MA 02116
Business
197 CLARENDON STREETBOSTON, MA 02116
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-02-20 · 0000950123-25-002880
D/A2024-02-13 · 0001209191-24-003155
Fdic Zip Branches Raw
Bank of America OregonPortland, OR
Washington Mutual, A FSBPortland, OR
Fdic Zip HHI
1437.26
Fdic Zip Top Bank Share Pct
22.95
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-21T05:00:00Z
Rdap Domain Last Changed
2025-11-09T05:09:07Z
Rdap Nameservers
Boyd.ns.cloudflare.comIrma.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,104
Returns2,310
Stub 2
AGI97,793
Returns2,600
Stub 3
AGI127,073
Returns2,050
Soi Zip Total Business Income
40,188
Soi Zip Total Cap Gains
68,556
Soi Zip Total Dividends
38,389
Soi Zip Total Returns
12,040
Trust Company Affiliate
No

People (53)

53
ROGERS, MARIA RENEE
IAR · Executive Officer · 2.5%
2442526
MICHAEL SKI SCHOONMAKER
Executive Officer · 2.5%
2408456
LAURA ELIZABETH HANEY-JACKSON
Executive Officer · 2.5%
4771801
STEVEN CHARLES LUDWIG
Executive Officer · 2.5%
2440911
MARGARET ANN ARCHINACO
IAR
4408454
JOHN MCPOLAND STEIGERWALD
IAR
4453032
SARAH ANN BARAFF
IAR
4522814
DANIEL RYAN SHANNON
IAR
4546937
BARBARA CLAYTON PAUL
IAR
2749536
CRAIG PATRICK OLIVER
IAR
2667989
Reed, Katherine, E
IAR
4223440
JAMES ALAN OLSON
IAR
4565883
INGRID DORIS FRANCIS
IAR
5642127
MEREDITH MARIE GALENTINE
IAR
5926811
ANDREW PAUL GRAVES
IAR
6722279
John McCarthy Collins
IAR
7494616
BRITAIN MERRIAM HENDERSON
IAR
3047591
James David Chapman
IAR
6978414
CARMEN NICOLE OPRE
IAR
4366826
RANDALL F. ROY
IAR
5081075
MUMFORD, STEPHEN, THOMAS
IAR
5214858
KATHLEEN ROSE WATT
IAR
5467299
JENNIFER LYNN FITZGERALD
IAR
5543858
MARK D DUNN
IAR
5917615
CAILEN O'NEILL CORRIGAN CONROY
IAR
5839812
KALEIGH RYAN HATHAWAY
IAR
6204924
WILLIAM MATTHEW MCINNES
IAR
6170539
CHRISTIAN LYSINGER
IAR
6314108
JILL ANN INGERSOLL
IAR
5419097
PIOTROWICZ, THEODORE, PETER
IAR
6088712
RICHARD DOUGLAS
IAR
5945756
BRYAN WILLIAM O'HAGAN
IAR
5680321
Paul TenEyck Elmendorf
IAR
6802996
Karen Ann Dacek
IAR
6752097
Blake Tanner Barens
IAR
7171878
ANTHONY FRANCIS IORIO
IAR
5932397
JOEL DAVID DESJARDINS
IAR
4614827
THOMAS ADAM KORNREICH
IAR
2416150
MARIANN PAULY MCDERMOTT
IAR
2513823
CLAYTON RICHARD EBLING
IAR
1757231
TEDDY KWOKONG LEONG
IAR
1894763
EDWARD JOHN MCNICHOLAS
IAR
2095939
KWOK YUEN LEUNG
IAR
2900025
ANDREW HARRY ELLISON
IAR
2732147
KELLIE LORRAINE WALLACE
IAR
3184017
ILENE SALCMAN
IAR
3196798
TRICIA MARIE KRISHNA
IAR
3252415
DAVID ALAN WEXLER
IAR
1028649
JAMES ALAN FARBER
IAR
204376
JOSHUA KLEIN
IAR
1062062
JAMES DAVID KORNREICH
IAR
1300536
JANINE MARIE BENT
IAR
2771030
PETER HAROLD LESTER
IAR
2725961