SourcingSourcing

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.

B61
CRD 44357·SEC 801-64064·CROTON-ON-HUDSON, NY
AUM
$128.7M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$386K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
CRD
44357
SEC file #
801-64064
EIN
—
DBA names
—

Economics

AUM
$128.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$82.3M → $128.7M▲ +56%
Client mix
Individuals Other276
Pension Profit Sharing Plans12
Individuals High Net Worth9
Charitable Organizations3

Operations

Employees (total)
12
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
CROTON-ON-HUDSON NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
hhcminc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PETERSON, FREDERICK WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PETERSON, FREDERICK WILLIAM
SCIANANDRE, DOMINICK THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HHCMINC.COM
Rdap Domain Creation Date
2005-06-21T17:31:10Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4657
Soi Zip Pct 200k Plus
0.2477
Soi Zip Returns 200k Plus
1,590
Soi Zip Total AGI
1,152,683
Fdic Zip Total Deposits
13,071,563,000
Fdic Zip Branch Count
152
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
12
Bc Firm Active IA Count
0
Bc Firm IAR Count
12
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First Fidelity Bank, National Association, New YorkCroton-On-Hudson, NY
First Fidelity Bank, National Association, New YorkCroton-On-Hudson, NY
Fdic Zip HHI
1893.08
Fdic Zip Top Bank Share Pct
33.33
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-06-21T17:31:10Z
Rdap Domain Last Changed
2026-04-22T06:45:48Z
Rdap Nameservers
Ns31.worldnic.comNs32.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,787
Returns1,220
Stub 2
AGI31,469
Returns830
Stub 3
AGI47,581
Returns760
Soi Zip Total Business Income
32,640
Soi Zip Total Cap Gains
63,547
Soi Zip Total Dividends
41,307
Soi Zip Total Returns
6,420
Top Owner CRD
1420142
Trust Company Affiliate
No

People (12)

12
PETERSON, FREDERICK WILLIAM
IAR · Direct Owner · 62.5%
1420142
SCIANANDRE, DOMINICK THOMAS
IAR · Direct Owner · 62.5%
872050
JOHN FRANCIS CANCALOSI
IAR
4394045
RONALD FRANK FERRAROTTI
IAR
4011557
DIANA RAE RUSNOCK
IAR
2809834
DEBORAH M. LEE-TSAI
IAR
3232731
WILLIAM HAMMOND HERRMANN
IAR
244198
MICHAEL CHARLES PONTILLO
IAR
2259048
RONALD WILLIAM FILANTE
IAR
1452959
SUSAN ELLEN PAYNE
IAR
1745940
FRANK NICHOLAS HIZA
IAR
4001796
MARK GENE PECILE
IAR
2088608