GOELZER INVESTMENT MANAGEMENT, INC.

CRD

44402

SEC file #

801-55588

EIN

352030275

DBA names

Goelzer Investment Management

Economics

AUM

$4.51B

AUM band

$1B+

AUM trajectory

'20 · $1.52B

'21 · $1.88B

'22 · $2.11B

'23 · $2.42B

'25 · $3.85B

'26 · $4.51B

'20'26

$1.52B → $4.51B▲ +196%

sec adv history

Client mix

Individuals High Net Worth	404
Individuals Other	173
Charitable Organizations	42
State Or Municipal Govt	35
Corporations	19

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 27 advisors

'21 · 29 advisors

'22 · 29 advisors

'23 · 33 advisors

'25 · 28 advisors

'26 · 22 advisors

'20'26

27 advisors → 22 advisors▼ -19%

sec adv history

Primary office

CARMEL IN

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/23/2026

ADV-W filed at

—

Website

x.com/goelzerinc

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GOELZER, GREGORY, WILLIAM

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

GOELZER, GREGORY, WILLIAM

MCKAMEY, BRETT, DEAN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:x.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001550057

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2012-05-15

Edgar Last Filing Date

2026-04-09

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-09

Accession0001550057-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4528

Soi Zip Pct 200k Plus

0.2411

Soi Zip Returns 200k Plus

6,130

Soi Zip Total AGI

5,770,412

Fdic Zip Total Deposits

119,742,709,000

Fdic Zip Branch Count

1,025

Fdic Zip Top Banks

Merchants Bank of Indiana

JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

10 EAST MAIN STREETSUITE 110CARMEL, IN 46032

Business

10 EAST MAIN STREETSUITE 110CARMEL, IN 46032

Edgar EIN

352030275

Edgar Recent Filings

13F-HR2026-04-09 · 0001550057-26-000002

13F-HR2026-01-14 · 0001550057-26-000001

Fdic Zip Branches Raw

The Fifth Third Bank of Central IndianaCarmel, IN

First of America Bank-IndianaCarmel, IN

Fdic Zip HHI

2291.48

Fdic Zip Top Bank Share Pct

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	52,535
Returns	5,150

Stub 2

AGI	130,310
Returns	3,470

Stub 3

AGI	192,344
Returns	3,100

Soi Zip Total Business Income

146,847

Soi Zip Total Cap Gains

843,228

Soi Zip Total Dividends

193,795

Soi Zip Total Returns

25,420

Top Owner CRD

1040238

Trust Company Affiliate