SourcingSourcing

FIRST CITIZENS INVESTOR SERVICES, INC.

C31
CRD 44430·SEC 801-57302·RALEIGH, NC
AUM
$2.63B
$1B+
Est. Revenue
$26.3M
@ 1% on AUM
Est. EBITDA
$7.9M
@ 30% margin
Est. Deal Value
$63.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD
44430
SEC file #
801-57302
EIN
205071127
DBA names
—

Economics

AUM
$2.63B
AUM band
$1B+
AUM trajectory
'20'26
$789.7M → $2.63B▲ +233%
Client mix
Individuals Other6,918
Individuals High Net Worth645
Corporations82

Operations

Employees (total)
352
Advisory staff (per ADV)
164
Advisory staff (5-yr trend)
'20'26
96 advisors → 164 advisors▲ +71%
Primary office
RALEIGH NC
Branches
—

Custodian & Brokerage

Primary custodian
Pershingmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/23/2026
ADV-W filed at
—
Website
firstcitizens.com/wealth

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIRST-CITIZENS BANK & TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
FIRST-CITIZENS BANK & TRUST
BILITER, DAVID LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRSTCITIZENS.COM
Rdap Domain Creation Date
1995-07-28T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
SafeNames Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
30,834
Form 5500 Compensation Trajectory 3y
202530,834
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
30,834
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001964116
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2023-02-10
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001964116-26-000015

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3965
Soi Zip Pct 200k Plus
0.1764
Soi Zip Returns 200k Plus
3,920
Soi Zip Total AGI
3,152,058
Fdic Zip Total Deposits
24,954,594,000
Fdic Zip Branch Count
461
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
22
Bc Firm IAR Count
50
Custodian Candidates
Window
Pershing1
Full
Pershing8
E*trade4
Edgar Addresses
Mailing
8540 COLONNADE CENTER DRIVERALEIGH, NC 27615
Business
8540 COLONNADE CENTER DRIVERALEIGH, NC 27615
Edgar EIN
205071127
Edgar Recent Filings
13F-HR/A2026-04-30 · 0001964116-26-000015
13F-HR/A2026-04-28 · 0001964116-26-000014
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyRaleigh, NC
Raleigh Federal Savings BankRaleigh, NC
Fdic Zip HHI
950.92
Fdic Zip Top Bank Share Pct
19.27
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-27T04:00:00Z
Rdap Domain Last Changed
2025-07-31T23:25:13Z
Rdap Nameservers
Ns01.firstcitizens.comNs01.nsfcb.comNs02.firstcitizens.comNs02.nsfcb.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI52,617
Returns4,380
Stub 2
AGI146,843
Returns3,920
Stub 3
AGI189,740
Returns3,070
Soi Zip Total Business Income
97,146
Soi Zip Total Cap Gains
325,216
Soi Zip Total Dividends
116,559
Soi Zip Total Returns
22,220
Trust Company Affiliate
No

People (58)

58
BILITER, DAVID LEE
Executive Officer · 2.5%
1690995
CECE, MARY
Executive Officer · 2.5%
2135583
Michael Lee Longest
Executive Officer · 2.5%
6692593
McCallum, Charles, Falconer
Executive Officer · 2.5%
2697260
MEARS, JOHANNA MARIE
Executive Officer · 2.5%
5951329
SHORES, SERINA M.
Executive Officer · 2.5%
4076684
WALSH, WILLIAM, JAMES
Executive Officer · 2.5%
4883580
WILSON, MICHAEL, CHRISTOPHER
Executive Officer · 2.5%
4301352
ERIC BRIAN CANNON
IAR
4123975
MARY PATRICIA RESTREPO
IAR
4447894
HENRY OSBOURNE DUNBAR
IAR
4595498
CYNTHIA NEAL WHITE
IAR
5026841
Alice Forbes Boyle Jenkins
IAR
6904969
Whitney Jo Holder
IAR
6949856
Charles Reed Dickinson
IAR
7613897
Joshua Lev Malamud
IAR
7883260
Josh Thomas Newman
IAR
7404884
RUTH SIDDEN DOWELL
IAR
5262763
EDDIE LEE NAYLOR
IAR
4908439
MICHAEL DONALD HINZ
IAR
5371405
David Wayne Spinks
IAR
7517659
Tanya Hill Deaver
IAR
7559942
Bradley Michael Boeck
IAR
7031341
Joshua M. Caro
IAR
7008033
Janice Carol Burt
IAR
6900690
Carrie S. Turner
IAR
7319572
Meghan Bradsher Casteen
IAR
7438876
Mark Randall Eley
IAR
6691204
Jennifer Holly Rogowski
IAR
6689759
Julie Fields Wall
IAR
6878637
Amanda Brooke Cox
IAR
6634609
Kevin Lee Wells
IAR
6878722
JUSTINE ELIZABETH KILBY
IAR
5170897
NANCY ADAMS
IAR
5037872
EDWINA RUMFELT GOWAN
IAR
4974531
JACQUELINE JEWELL PRIDDY
IAR
5118912
RICKY BRANDON WHITLEY
IAR
5912567
JEFFREY JOSEPH PELLICANI
IAR
6474841
CIJI NICHOLE FISHER
IAR
5208959
COLLEEN MARIE DIXON
IAR
6134721
Michele S Lowery
IAR
6613710
Lynda Lucy Ingram
IAR
6883819
Samuel Clay Shuttleworth
IAR
7757742
DEBRA CLARK MITCHELL
IAR
6121804
SANDRA Justice Watkins
IAR
5056524
Jamie Annashea Rosemann
IAR
7788839
Adam Cook Hilton
IAR
7933230
Julie Sexton Eggers
IAR
6689886
DAVID WARREN LOBECK
IAR
1919180
DANIEL CLAYTON GRIFFIN
IAR
2227095
Randy Lamar Bailey
IAR
7610277
Susan Booth Alley
IAR
7432212
ROBIN KEITH MILLER
IAR
3025052
ANITA JO LYNCH
IAR
2978950
Patrick Daniel Skovran
IAR
7983603
Matthew Nicholas Mandel
IAR
7972990
William Joseph Kwasnick
IAR
6852737
Grace Ann Kaepplinger
IAR
7750996