SourcingSourcing

SILVER OAK SECURITIES INCORPORATED

C29
CRD 46947·SEC 801-71178·JACKSON, TN
AUM
$2.45B
$1B+
Est. Revenue
$24.5M
@ 1% on AUM
Est. EBITDA
$7.3M
@ 30% margin
Est. Deal Value
$58.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SILVER OAK SECURITIES INCORPORATED
CRD
46947
SEC file #
801-71178
EIN
621765234
DBA names
Silver Oak Securities, Inc.

Economics

AUM
$2.45B
AUM band
$1B+
AUM trajectory
'20'26
$418.2M → $2.45B▲ +485%
Client mix
Individuals Other8,183
Individuals High Net Worth448
Corporations92
Charitable Organizations23

Operations

Employees (total)
103
Advisory staff (per ADV)
103
Advisory staff (5-yr trend)
'20'26
54 advisors → 103 advisors▲ +91%
Primary office
JACKSON TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
silveroaksecurities.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOPKINS, WILLIAM ELLISTON II
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
HOPKINS, WILLIAM ELLISTON II
ALLEN III, GEORGE THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SILVEROAKSECURITIES.COM
Rdap Domain Creation Date
2007-02-14T22:40:22Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Total Compensation
158,047
Form 5500 Compensation Trajectory 3y
2025158,047
Form 5500 Plan Count Trajectory 3y
20259
Schedule C Total Compensation
158,047
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Cik
0001080576
Edgar Registered
Yes
Edgar Filing Count
51
Edgar First Filing Date
2002-03-01
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001080576-26-000003
Edgar Form D Count
2
Edgar Form D Offerings
2021-07-142021-07-14 · 0001080576-21-000003
2019-06-212019-06-21 · 0001080576-19-000004
Edgar Former Names
SILVER OAK SECURITIES, Inc
WILLIAM E. HOPKINS & ASSOCIATES, INC.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2103
Soi Zip Pct 200k Plus
0.0649
Soi Zip Returns 200k Plus
1,590
Soi Zip Total AGI
1,971,052
Fdic Zip Total Deposits
32,967,741,000
Fdic Zip Branch Count
682
Fdic Zip Top Banks
Regions Bank
First Tennessee Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
34
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade5
Edgar Addresses
Mailing
403 N. PARKWAYSTE 101JACKSON, TN 38305
Business
403 N. PARKWAYSUITE 101JACKSON, TN 38305
Edgar EIN
621765234
Edgar Recent Filings
13F-HR2026-04-20 · 0001080576-26-000003
X-17A-52026-03-31 · 0001080576-26-000002
Fdic Zip Branches Raw
First Tennessee Bank, National AssociationJackson, TN
First Tennessee Bank, National AssociationJackson, TN
Fdic Zip HHI
839.58
Fdic Zip Top Bank Share Pct
18.56
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-14T22:40:22Z
Rdap Domain Last Changed
2026-02-15T12:30:25Z
Rdap Nameservers
Ns43.domaincontrol.comNs44.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI90,939
Returns6,870
Stub 2
AGI232,471
Returns6,360
Stub 3
AGI236,426
Returns3,850
Soi Zip Total Business Income
92,674
Soi Zip Total Cap Gains
100,039
Soi Zip Total Dividends
34,684
Soi Zip Total Returns
24,490
Top Owner CRD
2582698
Trust Company Affiliate
No

People (53)

53
HOPKINS, WILLIAM ELLISTON II
IAR · Direct Owner · 37.5%
2582698
ANDREW ROBERT WALLACE
Direct Owner · 17.5%
4367954
JERRY DEAN SHOBE
Direct Owner · 7.5%
1422209
MELENDY, DAVID HUDSON
IAR · Executive Officer · 2.5%
5115364
William Nolan Reuther
Executive Officer · 2.5%
5539627
CHARLOTTE W. GAINES
IAR
4364021
JOHN CHRISTOPHER COGSWELL
IAR
4486644
LARRY ANDREW PRISLOVSKY
IAR
4335215
Abraham Clinch
IAR
7460446
James Landon Moore
IAR
5168320
JAMES ADAM ZIPURSKY
IAR
6007299
JEREMIAH MICHAEL HUGHES
IAR
6067296
THOMAS L FOUSHEE
IAR
5297674
SEAN TYLER BIVEN
IAR
6224460
BRIDGET P. JAFFE
IAR
5170165
REDFIELD, MARK, SID
IAR
1564768
ROBERT DANIEL VOEGELI
IAR
828569
DAVID HOWARD EBLEN
IAR
2898293
HOCHSTEIN, JUSTIN, PARKER
IAR
2911671
PAUL RAYMOND TINGLEY
IAR
1487162
MICHAEL LEE KAELIN
IAR
262967
SHIRLEY JEAN BORDEN
IAR
2987609
CURTIS DAVID FOUTCH
IAR
3216335
ALAN WAYNE SCOFIELD
IAR
862516
Grant Thomas Tagge
IAR
7585024
ADAM James Dekker
IAR
6281587
John Thomas Platt
IAR
4740791
GARY PAUL LUX
IAR
1067531
VALERIE M. DOWNS
IAR
5079238
GRAFTON PAUL NEWMAN
IAR
736611
ANITA MARIE SOPENOFF
IAR
4711724
GRANT MITCHELL SCHROCK
IAR
4552232
ZACHARY SCOTT BUCKLAND
IAR
5988792
BRATCHER, JAMES, DIETZEN
IAR
5299395
RICHARD BENNETT ADAMS
IAR
6372856
RYAN LOUIS PITTS
IAR
5586530
James Henry Whitesides
IAR
1437004
JOHN E BANKO
IAR
4629232
GEORGE THOMAS ALLEN III
IAR
4127517
MARTIN ZACHARY ZINSER
IAR
4407321
Brian David Hosan
IAR
7257735
MATTHEW LEE STANGE
IAR
6165890
James Brandon Whitesides
IAR
4460932
J. MICHAEL CARTER
IAR
4339346
JERRY LEO SPIVEY
IAR
1354032
Gary W Lavallee
IAR
1493834
Zachary Frantz
IAR
7690925
Martin Lawrence Hearn
IAR
5376821
David Alexander Arthur Dupuis
IAR
7259946
STACY L DAVIS
IAR
2695914
NICHOLSON, JAMES, CURRY
IAR
5313260
Joshua Paul Korhorn
IAR
7601453
JAMES KYLE EAST
IAR
6104261