SourcingSourcing

MILESTONE INVESTMENTS, INC.

C48
CRD 47090·SEC 801-123585·CHARLOTTE, NC
AUM
$277.3M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$832K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MILESTONE INVESTMENTS, INC.
CRD
47090
SEC file #
801-123585
EIN
—
DBA names
—

Economics

AUM
$277.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$118.0M → $277.3M▲ +135%
Client mix
Individuals Other46
Individuals High Net Worth23
Pension Profit Sharing Plans22

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
3 advisors → 2 advisors▼ -33%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesCommissions

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
milestoneinvestmentsinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ADDIS, RICHARD WOODROW JR
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ADDIS, RICHARD WOODROW JR
FISHER, FREDRICK WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MILESTONEINVESTMENTSINC.COM
Rdap Domain Creation Date
2000-07-31T13:00:50Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
64,814
Form 5500 Compensation Trajectory 3y
202564,814
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
64,814
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4442
Soi Zip Pct 200k Plus
0.22
Soi Zip Returns 200k Plus
7,670
Soi Zip Total AGI
5,633,793
Fdic Zip Total Deposits
41,455,802,000
Fdic Zip Branch Count
516
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Nationsbank of North Carolina, National AssociationCharlotte, NC
NationsBank, National Association (Carolinas)Charlotte, NC
Fdic Zip HHI
2050.3
Fdic Zip Top Bank Share Pct
35.42
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-31T13:00:50Z
Rdap Domain Last Changed
2025-08-01T12:02:37Z
Rdap Nameservers
Ns67.domaincontrol.comNs68.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI77,724
Returns6,920
Stub 2
AGI182,382
Returns4,890
Stub 3
AGI271,731
Returns4,390
Soi Zip Total Business Income
147,593
Soi Zip Total Cap Gains
399,459
Soi Zip Total Dividends
138,763
Soi Zip Total Returns
34,870
Top Owner CRD
3143354
Trust Company Affiliate
No

People (2)

2
FISHER, FREDRICK WILLIAM
IAR · Direct Owner · 62.5%
1877470
ADDIS, RICHARD WOODROW JR
IAR · Direct Owner · 62.5%
3143354