SourcingSourcing

THOROUGHBRED FINANCIAL SERVICES, LLC

C46
CRD 47893·SEC 801-56741·BRENTWOOD, TN
AUM
$4.04B
$1B+
Est. Revenue
$40.4M
@ 1% on AUM
Est. EBITDA
$12.1M
@ 30% margin
Est. Deal Value
$96.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THOROUGHBRED FINANCIAL SERVICES, LLC
CRD
47893
SEC file #
801-56741
EIN
621784717
DBA names
—

Economics

AUM
$4.04B
AUM band
$1B+
AUM trajectory
'20'26
$1.72B → $4.04B▲ +135%
Client mix
Individuals Other1,829
Corporations1,029
Individuals High Net Worth691
Pension Profit Sharing Plans18

Operations

Employees (total)
31
Advisory staff (per ADV)
31
Advisory staff (5-yr trend)
'20'26
31 advisors → 31 advisors▬ 0%
Primary office
BRENTWOOD TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
thoroughbredfinancial.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PARKER FAMILY TRUST
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
PARKER FAMILY TRUST
ATKINS, JOHN SEXTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THOROUGHBREDFINANCIAL.COM
Rdap Domain Creation Date
1999-10-25T14:53:44Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
426,684
Form 5500 Compensation Trajectory 3y
2025426,684
Form 5500 Plan Count Trajectory 3y
20257
Schedule C Total Compensation
426,684
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001091370
Edgar Registered
Yes
Edgar Filing Count
58
Edgar First Filing Date
2002-02-27
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001091370-26-000004
Edgar Former Names
THOROUGHBRED FINANCIAL SERVICES LLC /BD

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5338
Soi Zip Pct 200k Plus
0.3309
Soi Zip Returns 200k Plus
9,460
Soi Zip Total AGI
7,787,778
Fdic Zip Total Deposits
79,540,932,000
Fdic Zip Branch Count
918
Fdic Zip Top Banks
Bank of America, National Association
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
44
Bc Firm Active IA Count
33
Bc Firm IAR Count
44
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
5110 MARYLAND WAYSUITE 300BRENTWOOD, TN 37027
Business
5110 MARYLAND WAYSUITE 300BRENTWOOD, TN 37027
Edgar EIN
621784717
Edgar Recent Filings
13F-HR2026-05-12 · 0001091370-26-000004
X-17A-52026-02-26 · 0001091370-26-000003
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationBrentwood, TN
NationsBank of Tennessee, National AssociationBrentwood, TN
Fdic Zip HHI
637.45
Fdic Zip Top Bank Share Pct
14.9
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-25T14:53:44Z
Rdap Domain Last Changed
2026-05-09T04:13:59Z
Rdap Nameservers
Ns17.worldnic.comNs18.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI56,687
Returns5,510
Stub 2
AGI115,529
Returns3,090
Stub 3
AGI166,511
Returns2,690
Soi Zip Total Business Income
558,847
Soi Zip Total Cap Gains
1,303,166
Soi Zip Total Dividends
280,183
Soi Zip Total Returns
28,590
Trust Company Affiliate
No

People (45)

45
ATKINS, JOHN SEXTON
IAR · Direct Owner · 7.5%
709695
PARKER, PATRICK GIBBONS
IAR · Direct Owner · 7.5%
709713
WEDDINGTON, WILLIAM ALLEN
IAR · Direct Owner · 7.5%
709720
HARTLEY, LAWRENCE RANDALL
IAR · Direct Owner · 7.5%
1235172
KELLY, DANIEL JAMES
IAR · Executive Officer · 2.5%
2378762
PARKER, THOMAS, JENKINS
IAR · Executive Officer · 2.5%
356789
HERNDON, JACK CLARK JR
IAR · Executive Officer · 2.5%
1286530
PARKER, SUSAN SWEENEY
Executive Officer · 2.5%
3265529
JUSTIN WARREN PARKER
IAR
4573170
CYNTHIA DENISE JONES
IAR
4650483
JAMES MICHAEL REYNOLDS
IAR
5791473
WILLIAM ROGER WITHEROW
IAR
1386117
MARK MICCIOLI
IAR
1240351
JOHN MICHAEL FUSSELL
IAR
2742780
LISA DENISE SMITH
IAR
3188015
MICHAEL FRANCIS ALLAN
IAR
3051
MICHELLE LYNN NELMS
IAR
3142490
DEJAN RAUZANOVIC
IAR
4522884
KRISTY L EAVES
IAR
4310428
JASON DEWAYNE WARPOOL
IAR
4968739
THOMAS MOORE WEDDINGTON
IAR
5711329
Colton James Hutzel
IAR
7965722
Paige Parker
IAR
7274368
EDWARD HENRY KRIEL
IAR
2437412
PHILLIP VALDEZ PICARDO
IAR
2808101
MICHAEL DAVID REYNOLDS
IAR
859434
THOMAS SWEENEY PARKER
IAR
3223382
NANCY MILLBERG CASH
IAR
2658053
SUSAN ELAINE UNDERWOOD
IAR
5608545
Cameron Mann Weddington
IAR
6814872
HALE, HEATHER, OGREN
IAR
4470449
JIMMY GRAY ORMAN
IAR
353361
Joy Moss Moore
IAR
7798245
MICHAEL EUGENE GOLDSTON
IAR
867394
CARL VERNON LEE
IAR
709707
CHRISTOPHER OWEN PARKER
IAR
4740451
WILLIAM ROGER WITHEROW
IAR
4451548
RAYMOND LEE MOCKMORE
IAR
5748551
KATHERINE POPE WILSON
IAR
6198917
PARKER, DANIEL, JASON
IAR
6160035
DANIEL JAMES TAYLOR
IAR
4535928
CHARLOTTE COLES WHITE GOLDSTON
IAR
861715
DANIEL SHANE CARNINE
IAR
5938067
Kayla Ann Gietzen
IAR
6469628
Martha Walthall
IAR
7795501