FEDERATED SECURITIES CORP.

CRD

5009

SEC file #

801-70438

EIN

—

DBA names

—

Economics

AUM

AUM band

<$25M

AUM trajectory

—

Client mix

—

Operations

Employees (total)

311

Advisory staff (per ADV)

213

Advisory staff (5-yr trend)

'20 · 207 advisors

'21 · 193 advisors

'22 · 198 advisors

'23 · 196 advisors

'25 · 203 advisors

'26 · 213 advisors

'20'26

207 advisors → 213 advisors▲ +3%

sec adv history

Primary office

PITTSBURGH PA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Educational Seminars WorkshopsOther Advisory Services

Fee basis

Other Compensation

Filings

Latest ADV filing

03/27/2026

linkedin.com/company/federated-hermes(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FII HOLDINGS, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FII HOLDINGS, INC.

GERMAIN, PETER JOSEPH

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:federatedsecurities.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

82,807

Form 5500 Compensation Trajectory 3y

2025

82,807

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

82,807

Schedule C Service Provider Rows

SEC EDGAR

Edgar Registered

sec edgar

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4018

Soi Zip Pct 200k Plus

0.176

Soi Zip Returns 200k Plus

600

Soi Zip Total AGI

566,734

Fdic Zip Total Deposits

899,577,731,000

Fdic Zip Branch Count

762

Fdic Zip Top Banks

PNC Bank, National Association

Dollar Bank, Federal Savings Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Fdic Zip Branches Raw

Bell Federal Savings and Loan AssociationPittsburgh, PA

Pittsburgh Home Savings BankPittsburgh, PA

Fdic Zip HHI

8432.06

Fdic Zip Top Bank Share Pct

91.77

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	6,331
Returns	550

Stub 2

AGI	17,792
Returns	480

Stub 3

AGI	36,244
Returns	580

Soi Zip Total Business Income

15,607

Soi Zip Total Cap Gains

61,174

Soi Zip Total Dividends

44,251

Soi Zip Total Returns

3,410

Trust Company Affiliate

Yes

IAR · Executive Officer · 2.5%

People (61)

SENCHAK, FRANK CARL

6683477

PETER JOSEPH GERMAIN

4152014

UHLMAN, PAUL, ADAM

2043674

VAN METER, STEPHEN, PAUL

6020413

JEFF Davis ARONSOHN

5414359

BRYAN MARKHAM BURKE

2659959

DONAHUE, THOMAS, ROBERT

PETER WILLIAM EISENBRANDT

2766434

1676319

Autumn Lynn Favero

7844158

MOORE, KARY ANNE

5989808

NOVAK, RICHARD ANTHONY

2901271

BRIAN SEAN RONAYNE

MARCUS VINCENT PERSICHETTI

JONATHAN BRETT LIPINSKI

4277166

PATRICK MICHAEL KELLY

4702338

STEPHEN JAMES COSTLOW

JACQUELINE LEE CHANDLER

4944266

Tyler Roman Siconolfi

7938790

William Ringen Gavett

7573321

Annette Klimas Schumann

JUSTIN JOSEPH SLOMKOWSKI

5022621

MEGAN ANN GRIFFIN DOLAN

5025038

PAUL MICHAEL BUCKWALTER

4974348

JONATHAN PAUL SULLIVAN

4742396

SCOTT RAYMOND COLLETTE

4797318

Jennifer Marie Weaver

MATTHEW EUGENE OSHESKIE

5952050

CHRISTOPHER THOMAS DAVIS

EUGENE WILLIAM MCCOURT

CASEY CLARENCE CURTIN

MADISON RAYE CORNELL DISCHINGER

6029287

MATTHEW ROBERT DEFILIPPO

6315563

SCOTT EDWARD CRAWFORD